Accession Number: | 0001209191-14-071507 |
Date: | 2014-11-25 |
Issuer: | ORAGENICS INC (OGEN) |
Original Submission Date: |
KOSKI FAMILY LP
3525 TURTLE CREEK BOULEVARD, UNIT 19-B
DALLAS, TX 75219
KOSKI ROBERT C
7362 HAWKINS ROAD
SARASOTA, FL 34241
KOSKI THOMAS L
4995 ASHLEY PARKWAY
SARASOTA, FL 34241
KOSKI CHRISTINE L
3525 TURTLE CREEK BOULDEVARD, UNIT 19-B
DALLAS, TX 75219
KOSKI BEVERLY
3525 TURTLE CREEK BOULDEVARD, UNIT 19-B
DALLAS, TX 75219
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2014-11-25 | P | 1,500 | a | $0.91 | 1,056,023 f3 | direct | ||
COMMON STOCK | 2014-11-25 | P | 500 | a | $0.93 | 1,056,523 f3 | direct | ||
COMMON STOCK | 2014-11-25 | P | 200 | a | $0.94 | 1,056,723 f3 | direct | ||
COMMON STOCK | 2014-11-25 | 0 | $0.00 | 8,257,742 f2 | direct | ||||
COMMON STOCK | 2014-11-25 | 0 | $0.00 | 662,524 f4 | direct | ||||
COMMON STOCK | 2014-11-25 | 0 | $0.00 | 519,666 f5 | direct | ||||
COMMON STOCK | 2014-11-25 | 0 | $0.00 | 20,000 f6 | indirect | ||||
COMMON STOCK | 2014-11-25 | 0 | $0.00 | 530,851 f7 | indirect |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | shares owned directly by koski family limited partnership. shares owned indirectly by beverly koski (through koski management, inc. solely owned by beverly koski), christine l. koski, robert c. koski and thomas l. koski, each of whom is a general partner of the partnership or the controlling person of a corporate general partner of the partnership. |
f2 | each reporting person disclaims beneficial ownership of all indirectly owned securities in excess of such reporting person's pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner for purposes of section 16 or any other purpose. |
f3 | shares owned directly by christine l. koski. |
f4 | shares owned directly by robert c. koski. |
f5 | shares owned directly by thomas l. koski. |
f6 | shares owned indirectly by beverly koski (through koski management, inc). |
f7 | shares owned by trusts of which mr. robert c. koski is sole trustee. such trusts are as follows: the robert clayton koski trust for the benefit of anthony james hunter (100,000 shares); the robert clayton koski trust for the benefit of hunter buchanan koski (100,000 shares); the robert clayton koski trust for the benefit of clayton ward bennett (100,000 shares); the robert clayton koski trust for the benefit of robert edward koski (100,000 shares); and the robert clayton koski trust for the benefit of elyse margaux koski (97,666 shares). mr. koski disclaims beneficial ownership of the shares held by the trusts except to the extent of any pecuniary interest. |