Accession Number: | 0001181431-14-037419 |
Date: | 2014-11-25 |
Issuer: | PMC SIERRA INC (PMCS) |
Original Submission Date: |
LISZT ROBERT M
1380 BORDEAUX DRIVE
SUNNYVALE, CA 94089
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2014-11-25 | M | 2,187 | a | $7.22 | 73,514 | direct | ||
COMMON STOCK | 2014-11-25 | M | 834 | a | $5.71 | 74,348 | direct | ||
COMMON STOCK | 2014-11-25 | M | 734 | a | $6.53 | 75,082 | direct | ||
COMMON STOCK | 2014-11-25 | S | 3,755 | d | $8.04 | 71,327 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 7.22 | 2014-11-25 | deemed execution date | A | 2,187 (d) | 2021-04-05 | common stock 13,125 | $7.22 | 10,938 | direct | ||
COMMON STOCK | 5.71 | 2014-11-25 | deemed execution date | A | 834 (d) | 2022-08-07 | common stock 18,334 | $5.71 | 17,500 | direct | ||
COMMON STOCK | 6.53 | 2014-11-25 | deemed execution date | A | 734 (d) | 2023-08-06 | common stock 24,934 | $6.53 | 24,200 | direct |
ID | footnote |
---|---|
f1 | one-fourth of the shares subject to the option vested on april 5, 2012 and one forty-eighth of the shares shall vest monthly thereafter. |
f2 | one-fourth of the shares subject to the option vested on august 7, 2013 and one forty-eighth of the shares shall vest monthly thereafter. |
f3 | one-fourth of the shares subject to the option vested on august 6, 2014 and one forty-eighth of the shares shall vest monthly thereafter. |