Accession Number: | 0001140361-14-043621 |
Date: | 2014-11-24 |
Issuer: | EVINE LIVE INC. (EVLV) |
Original Submission Date: |
GE CAPITAL EQUITY INVESTMENTS INC
201 MERRITT 7
NORWALK, CT 06851
GENERAL ELECTRIC CAPITAL CORP
901 MAIN AVENUE
NORWALK, CT 06851-1168
GENERAL ELECTRIC CO
3135 EASTON TURNPIKE
W3F
FAIRFIELD, CT 06828
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2014-11-24 | S | 31,478 | d | $6.21 | 3,768,112 f3 | direct | ||
COMMON STOCK | 2014-11-25 | S | 1,700 | d | $6.21 | 3,766,412 f3 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | the number of securities reported represents an aggregate number of shares sold by ge capital equity investments, inc. ("gecei") in multiple market transactions over a range of sales prices. the price reported represents the weighted average price per share. the reporting persons undertake to provide the staff of the sec, the issuer, or a stockholder of the issuer, upon request, the number of shares sold by gecei at each separate price within the range. |
f2 | sale prices range from $6.20 to $6.26 per share, inclusive. |
f3 | directly owned by gecei. indirectly owned by general electric capital corporation ("ge capital") because, among other things, gecei is a wholly-owned subsidiary of ge capital. see exhibit 99.1, incorporated by reference herein. |
f4 | sale prices range from $6.20 to $6.25 per share, inclusive. |