Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-14-071564
Date:2014-11-24
Issuer: NEKTAR THERAPEUTICS (NKTR)
Original Submission Date:

Reporting Person:

LINGNAU LUTZ
C/O NEKTAR THERAPEUTICS
455 MISSION BAY BOULEVARD SOUTH SAN FRANCISCO, CA 94158

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2014-11-24 M 15,000 a $8.81 31,450 direct
COMMON STOCK 2014-11-24 S 15,000 d $15.02 16,450 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION 8.81 2014-11-24 deemed execution date M 15,000 (d) 2008-09-19 2015-09-18 common stock 15,000 $8.81 0 direct
Footnotes
IDfootnote
f1 this transaction was made pursuant to a rule 10b5-1 trading plan adopted by the reporting person.
f2 this transaction was executed in multiple trades at prices ranging from $15.00 to $15.36. the price reported above reflects the weighted average sale price. the reporting person hereby undertakes to provide full information regarding the number of shares and the prices at which the transactions were effected upon request to the sec staff, the issuer, or a security holder of the issuer.
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