Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-14-071567
Date:2014-11-25
Issuer: KONA GRILL INC (KONA)
Original Submission Date:

Reporting Person:

HAUSER RICHARD J
50 S. 6TH STREET, SUITE 1480
MINNEAPOLIS, MN 55402

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2014-11-25 M 4,800 a $6.00 90,195 direct
COMMON STOCK 2014-11-25 S 4,800 d $24.59 85,395 direct
COMMON STOCK 2014-11-25 0 $0.00 100,000 indirect
COMMON STOCK 2014-11-25 0 $0.00 393,407 indirect
COMMON STOCK 2014-11-25 0 $0.00 11,500 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
DIRECTOR STOCK OPTION (RIGHT TO BUY) 6.0 2014-11-25 deemed execution date M 4,800 (d) 2015-01-28 common stock 4,800 $6.00 0 direct
Footnotes
IDfootnote
f1 price reported is a weighted average price. the shares were sold in multiple transactions at prices ranging from $24.53 to $24.69, inclusive. the reporting person undertakes to provide kona grill, inc. (the "issuer"), any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range specified above.
f2 all options were exercisable at the transaction date
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