Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-14-071587
Date:2014-11-25
Issuer: BARRACUDA NETWORKS INC (CUDA)
Original Submission Date:

Reporting Person:

PERONE MICHAEL D
C/O BARRACUDA NETWORKS, INC.
3175 S. WINCHESTER BLVD. CAMPBELL, CA 95008

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2014-11-25 S 927 d $35.17 5,295,835 direct
COMMON STOCK 2014-11-25 S 1,313 d $35.91 5,294,522 direct
COMMON STOCK 2014-11-26 S 2,240 d $35.80 5,292,282 direct
COMMON STOCK 2014-11-25 S 165 d $35.17 235,002 indirect f5
COMMON STOCK 2014-11-25 S 235 d $35.91 234,767 indirect f5
COMMON STOCK 2014-11-26 S 400 d $35.80 234,367 indirect f5
COMMON STOCK 2014-11-25 S 100 d $35.17 626,087 indirect f6
COMMON STOCK 2014-11-25 S 140 d $35.91 625,947 indirect f6
COMMON STOCK 2014-11-26 S 240 d $35.80 625,707 indirect f6
COMMON STOCK 2014-11-25 S 208 d $35.17 1,283,126 indirect f7
COMMON STOCK 2014-11-25 S 292 d $35.91 1,282,834 indirect f7
COMMON STOCK 2014-11-26 S 500 d $35.80 1,282,334 indirect f7
COMMON STOCK 2014-11-25 0 $0.00 462,744 indirect
COMMON STOCK 2014-11-25 0 $0.00 262,179 indirect f8
COMMON STOCK 2014-11-25 0 $0.00 262,179 indirect f9
COMMON STOCK 2014-11-25 0 $0.00 128,523 indirect f10
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 the sales reported in this form 4 were effected pursuant to a rule 10b5-1 trading plan adopted on february 7, 2014 by the reporting person.
f2 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $34.70 to $35.66, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3) and (4) to this form 4.
f3 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $35.71 to $36.17, inclusive.
f4 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $35.43 to $36.05, inclusive.
f5 the shares are held directly by the perone family 2010 irrevocable trust dated june 29, 2010 for which the reporting person serves as a trustee.
f6 the shares are held directly by the perone 2012 irrevocable trust for which the reporting person serves as a trustee.
f7 the shares are held directly consulting2 llc for which the reporting person serves as the managing member.
f8 the shares are held directly by the 2010 four year plan 3 trust for which the reporting person serves as a trustee.
f9 the shares are held directly by the 2010 four year plan 9 trust for which the reporting person serves as a trustee.
f10 the shares are held directly by the perone family 2010 irrevocable trust - exempt dated june 29, 2010 for which the reporting person serves as a trustee.
WhaleWisdom Logo

Elevate your investments