Accession Number: | 0001209191-14-071587 |
Date: | 2014-11-25 |
Issuer: | BARRACUDA NETWORKS INC (CUDA) |
Original Submission Date: |
PERONE MICHAEL D
C/O BARRACUDA NETWORKS, INC.
3175 S. WINCHESTER BLVD.
CAMPBELL, CA 95008
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2014-11-25 | S | 927 | d | $35.17 | 5,295,835 | direct | ||
COMMON STOCK | 2014-11-25 | S | 1,313 | d | $35.91 | 5,294,522 | direct | ||
COMMON STOCK | 2014-11-26 | S | 2,240 | d | $35.80 | 5,292,282 | direct | ||
COMMON STOCK | 2014-11-25 | S | 165 | d | $35.17 | 235,002 | indirect | f5 | |
COMMON STOCK | 2014-11-25 | S | 235 | d | $35.91 | 234,767 | indirect | f5 | |
COMMON STOCK | 2014-11-26 | S | 400 | d | $35.80 | 234,367 | indirect | f5 | |
COMMON STOCK | 2014-11-25 | S | 100 | d | $35.17 | 626,087 | indirect | f6 | |
COMMON STOCK | 2014-11-25 | S | 140 | d | $35.91 | 625,947 | indirect | f6 | |
COMMON STOCK | 2014-11-26 | S | 240 | d | $35.80 | 625,707 | indirect | f6 | |
COMMON STOCK | 2014-11-25 | S | 208 | d | $35.17 | 1,283,126 | indirect | f7 | |
COMMON STOCK | 2014-11-25 | S | 292 | d | $35.91 | 1,282,834 | indirect | f7 | |
COMMON STOCK | 2014-11-26 | S | 500 | d | $35.80 | 1,282,334 | indirect | f7 | |
COMMON STOCK | 2014-11-25 | 0 | $0.00 | 462,744 | indirect | ||||
COMMON STOCK | 2014-11-25 | 0 | $0.00 | 262,179 | indirect | f8 | |||
COMMON STOCK | 2014-11-25 | 0 | $0.00 | 262,179 | indirect | f9 | |||
COMMON STOCK | 2014-11-25 | 0 | $0.00 | 128,523 | indirect | f10 |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | the sales reported in this form 4 were effected pursuant to a rule 10b5-1 trading plan adopted on february 7, 2014 by the reporting person. |
f2 | the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $34.70 to $35.66, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3) and (4) to this form 4. |
f3 | the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $35.71 to $36.17, inclusive. |
f4 | the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $35.43 to $36.05, inclusive. |
f5 | the shares are held directly by the perone family 2010 irrevocable trust dated june 29, 2010 for which the reporting person serves as a trustee. |
f6 | the shares are held directly by the perone 2012 irrevocable trust for which the reporting person serves as a trustee. |
f7 | the shares are held directly consulting2 llc for which the reporting person serves as the managing member. |
f8 | the shares are held directly by the 2010 four year plan 3 trust for which the reporting person serves as a trustee. |
f9 | the shares are held directly by the 2010 four year plan 9 trust for which the reporting person serves as a trustee. |
f10 | the shares are held directly by the perone family 2010 irrevocable trust - exempt dated june 29, 2010 for which the reporting person serves as a trustee. |