Accession Number: | 0001225208-14-024099 |
Date: | 2014-11-25 |
Issuer: | HARLEY DAVIDSON INC (HOG) |
Original Submission Date: |
BAKER JOHN P
HARLEY-DAVIDSON, INC.
3700 WEST JUNEAU AVENUE
MILWAUKEE, WI 53208
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2014-11-25 | M | 2,271 | a | $41.33 | 2,271 | direct | ||
COMMON STOCK | 2014-11-25 | S | 2,271 | d | $69.44 | 0 | direct | ||
COMMON STOCK (RESTRICTED STOCK) | 2014-11-25 | 0 | $0.00 | 2,443 | direct | ||||
COMMON STOCK | 2014-11-25 | 0 | $0.00 | 10,653 | indirect |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
STOCK OPTION (RIGHT TO BUY) | 41.33 | 2014-11-25 | deemed execution date | M | 2,271 (d) | 2012-02-09 | 2021-02-09 | common stock 2,271 | $41.33 | 0 | direct | |
RESTRICTED STOCK UNITS | 0.0 | 2014-11-25 | deemed execution date | 0 ( ) | common stock 2,289 | $0.00 | 2,289 | direct | ||||
STOCK OPTION (RIGHT TO BUY) | 51.78 | 2014-11-25 | deemed execution date | 0 ( ) | 2014-02-04 | 2023-02-04 | common stock 3,873 | $51.78 | 3,873 | direct | ||
STOCK OPTION (RIGHT TO BUY) | 62.33 | 2014-11-25 | deemed execution date | 0 ( ) | 2015-02-04 | 2024-02-04 | common stock 3,662 | $62.33 | 3,662 | direct | ||
STOCK OPTION (RIGHT TO BUY) | 45.32 | 2014-11-25 | deemed execution date | 0 ( ) | 2013-02-06 | 2022-02-06 | common stock 3,978 | $45.32 | 3,978 | direct | ||
STOCK OPTION (RIGHT TO BUY) | 68.91 | 2014-11-25 | deemed execution date | 0 ( ) | 2008-02-14 | 2017-02-14 | common stock 951 | $68.91 | 951 | direct |
ID | footnote |
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f1 | the restricted stock granted 2/6/12 and 2/4/13 was granted pursuant to the harley-davidson, inc. 2009 incentive stock plan and one-third of the shares of restricted stock vest on each of the first three anniversaries of the date of grant and are subject to forfeiture until vested. |
f2 | granted pursuant to the harley-davidson, inc. 2009 incentive stock plan |
f3 | all options are currently exercisable. |
f4 | each restricted stock unit represents a contingent right to receive one share of stock. one-third of the units granted on 2/4/2014 vest on each of the first three anniversaries of the date of grant. units are subject to forfeiture until vested. |
f5 | options granted pursuant to the harley-davidson, inc. 2009 incentive stock plan shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant. |
f6 | granted pursuant to the harley-davidson, inc. 2004 incentive stock plan. |