Form Type: 4

SEC EDGAR Link
Accession Number:0001269847-14-000029
Date:2014-11-25
Issuer: ACI WORLDWIDE, INC. (ACIW)
Original Submission Date:

Reporting Person:

SHAY JOHN M JR
3520 KRAFT ROAD
SUITE 300 NAPLES, FL 34105

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2014-11-25 M 14,492 a $5.66 46,031 direct
COMMON STOCK 2014-11-25 S 14,492 d $19.73 31,539 direct
COMMON STOCK 2014-11-25 M 30,000 a $10.87 61,539 direct
COMMON STOCK 2014-11-25 S 30,000 d $19.73 31,539 direct
COMMON STOCK 2014-11-25 M 15,000 a $12.47 46,539 direct
COMMON STOCK 2014-11-25 S 15,000 d $19.73 31,539 direct
COMMON STOCK 2014-11-26 M 15,508 a $5.66 47,047 direct
COMMON STOCK 2014-11-26 S 15,508 d $19.51 31,539 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
NON-QUALIFIED STOCK OPTION (RIGHT TO BUY) 5.6633 2014-11-25 deemed execution date M 14,492 (d) 2018-06-11 common stock 14,492 $5.66 15,508 direct
NON-QUALIFIED STOCK OPTION (RIGHT TO BUY) 5.6633 2014-11-26 deemed execution date M 15,508 (d) 2018-06-11 common stock 15,508 $5.66 0 direct
NON-QUALIFIED STOCK OPTION (RIGHT TO BUY) 10.87 2014-11-25 deemed execution date M 30,000 (d) 2017-07-24 common stock 30,000 $10.87 0 direct
NON-QUALIFIED STOCK OPTION (RIGHT TO BUY) 12.4733 2014-11-25 deemed execution date M 15,000 (d) 2016-05-25 common stock 15,000 $12.47 0 direct
Footnotes
IDfootnote
f1 effective july 10, 2014, the common stock of aci worldwide, inc. split 3-for-1, resulting in the reporting person's ownership of 21,026 additional shares of common stock.
f2 the sale price ranged from $19.60 to $19.885, with a weighted average sale price of $19.728297. the reporting person hereby undertakes to provide upon request to the sec staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
f3 the sale price ranged from $19.46 to $19.61, with a weighted average sale price of $19.508076. the reporting person hereby undertakes to provide upon request to the sec staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
f4 the number of options and the exercise price reflect the 3-for-1 stock split effective july 10, 2014. specifically, the number of options reported is three times the number previously reported and the exercise price is one-third of the exercise price previously reported.
f5 the options were granted pursuant to the aci worldwide, inc. 2005 equity and performance incentive plan, as amended.
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