Accession Number: | 0001269847-14-000029 |
Date: | 2014-11-25 |
Issuer: | ACI WORLDWIDE, INC. (ACIW) |
Original Submission Date: |
SHAY JOHN M JR
3520 KRAFT ROAD
SUITE 300
NAPLES, FL 34105
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2014-11-25 | M | 14,492 | a | $5.66 | 46,031 | direct | ||
COMMON STOCK | 2014-11-25 | S | 14,492 | d | $19.73 | 31,539 | direct | ||
COMMON STOCK | 2014-11-25 | M | 30,000 | a | $10.87 | 61,539 | direct | ||
COMMON STOCK | 2014-11-25 | S | 30,000 | d | $19.73 | 31,539 | direct | ||
COMMON STOCK | 2014-11-25 | M | 15,000 | a | $12.47 | 46,539 | direct | ||
COMMON STOCK | 2014-11-25 | S | 15,000 | d | $19.73 | 31,539 | direct | ||
COMMON STOCK | 2014-11-26 | M | 15,508 | a | $5.66 | 47,047 | direct | ||
COMMON STOCK | 2014-11-26 | S | 15,508 | d | $19.51 | 31,539 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
NON-QUALIFIED STOCK OPTION (RIGHT TO BUY) | 5.6633 | 2014-11-25 | deemed execution date | M | 14,492 (d) | 2018-06-11 | common stock 14,492 | $5.66 | 15,508 | direct | ||
NON-QUALIFIED STOCK OPTION (RIGHT TO BUY) | 5.6633 | 2014-11-26 | deemed execution date | M | 15,508 (d) | 2018-06-11 | common stock 15,508 | $5.66 | 0 | direct | ||
NON-QUALIFIED STOCK OPTION (RIGHT TO BUY) | 10.87 | 2014-11-25 | deemed execution date | M | 30,000 (d) | 2017-07-24 | common stock 30,000 | $10.87 | 0 | direct | ||
NON-QUALIFIED STOCK OPTION (RIGHT TO BUY) | 12.4733 | 2014-11-25 | deemed execution date | M | 15,000 (d) | 2016-05-25 | common stock 15,000 | $12.47 | 0 | direct |
ID | footnote |
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f1 | effective july 10, 2014, the common stock of aci worldwide, inc. split 3-for-1, resulting in the reporting person's ownership of 21,026 additional shares of common stock. |
f2 | the sale price ranged from $19.60 to $19.885, with a weighted average sale price of $19.728297. the reporting person hereby undertakes to provide upon request to the sec staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
f3 | the sale price ranged from $19.46 to $19.61, with a weighted average sale price of $19.508076. the reporting person hereby undertakes to provide upon request to the sec staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
f4 | the number of options and the exercise price reflect the 3-for-1 stock split effective july 10, 2014. specifically, the number of options reported is three times the number previously reported and the exercise price is one-third of the exercise price previously reported. |
f5 | the options were granted pursuant to the aci worldwide, inc. 2005 equity and performance incentive plan, as amended. |