Accession Number: | 0001209191-15-019291 |
Date: | 2015-02-24 |
Issuer: | HEARTWARE INTERNATIONAL, INC. (HTWR) |
Original Submission Date: |
LAROSE JEFFREY
C/O HEARTWARE INTERNATIONAL, INC.
500 OLD CONNECTICUT PATH
FRAMINGHAM, MA 01701
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2015-02-24 | M | 1,200 | a | $0.00 | 7,234 | direct | ||
COMMON STOCK | 2015-02-25 | S | 337 | d | $89.92 | 6,897 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
RESTRICTED STOCK UNIT | 0.0 | 2015-02-24 | deemed execution date | M | 1,200 (d) | 2015-02-24 | 2015-02-24 | common stock 1,200 | $0.00 | 14,175 | direct |
ID | footnote |
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f1 | on february 24, 2014, the reporting person was granted restricted stock units to acquire 4,800 shares of heartware international common stock. the award vests in four equal annual installments commencing on february 24, 2015. on february 24, 2015, 1,200 shares of common stock were issued to the reporting person. |
f2 | these shares were sold pursuant to a pre-arranged trading plan in accordance with rule 10b5-1 of the securities exchange act of 1934. the sale proceeds were utilized to pay all payroll taxes related to the vesting of restricted stock units and receipt of the related shares reported on this form 4. |
f3 | the price represents the weighted average sale price for multiple transactions reported on this line. the prices of the transactions ranged from $89.80 to $89.94. the reporting person has provided the issuer and will provide any security holder of the issuer or the sec staff, upon request, information regarding the number of shares sold at each price within the range. |
f4 | each restricted stock unit represents a contingent right to receive one share of the company's common stock. |