Form Type: 4

SEC EDGAR Link
Accession Number:0001127602-15-008740
Date:2015-02-26
Issuer: NEWBRIDGE BANCORP (NBBC)
Original Submission Date:

Reporting Person:

BUDD WILLIAM WESLEY JR
P. O. BOX 18807
GREENSBORO, NC 27419

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2015-02-26 P 13 a $8.45 1,042 indirect
CLASS A COMMON STOCK 2015-02-26 0 $0.00 20,976 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNITS 0.0 deemed execution date 0 ( ) 2016-01-01 class a common stock 4,338 $0.00 4,338 direct
RESTRICTED STOCK UNITS 0.0 deemed execution date 0 ( ) 2016-01-01 class a common stock 6,930 $0.00 6,930 direct
RESTRICTED STOCK UNITS 0.0 deemed execution date 0 ( ) 2017-01-01 class a common stock 7,093 $0.00 7,093 direct
RESTRICTED STOCK UNITS 0.0 deemed execution date 0 ( ) 2018-01-01 class a common stock 10,000 $0.00 10,000 direct
INCENTIVE STOCK OPTION (RIGHT TO BUY) 13.6449 deemed execution date 0 ( ) 2008-01-25 2017-01-25 class a common stock 5,350 $13.64 5,350 direct
RESTRICTED STOCK UNITS 0.0 deemed execution date 0 ( ) 2016-01-01 class a common stock 1,446 $0.00 1,446 direct
RESTRICTED STOCK UNITS 0.0 deemed execution date 0 ( ) 2016-01-01 class a common stock 2,310 $0.00 2,310 direct
Footnotes
IDfootnote
f1 each restricted stock unit represents the contingent right to receive one share of class a common stock upon vesting of the unit.
f2 the restricted stock units vest as follows: 100% on 1/1/2016 subject to the recipient's continued employment through the vesting date.
f3 no expiration date.
f4 the restricted stock units vest as follows: (i) up to 50% on 1/1/2016, subject to the satisfaction of certain performance metrics; and (ii) 50% on 1/1/2016 and in each case subject to the recipient's continued employment through the applicable vesting date.
f5 the restricted stock units vest as follows: (i) up to 50% on 1/1/2017, subject to the satisfaction of certain performance metrics; and (ii) 50% on 1/1/2017 and in each case subject to the recipient's continued employment through the applicable vesting date.
f6 the restricted stock units vest as follows: (i) up to 50% on 1/1/2018, subject to the satisfaction of certain performance metrics; and (ii) 50% on 1/1/2018 and in each case subject to the recipient's continued employment through the applicable vesting date.
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