Form Type: 4

SEC EDGAR Link
Accession Number:0001140361-15-009573
Date:2014-11-13
Issuer: HYDROCARB ENERGY CORP (HECC)
Original Submission Date:

Reporting Person:

HERNDON S CHRIS
3602 ASPENWOOD DRIVE
RICHMOND, TX 77406

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2014-11-13 P 2,632 a $3.04 94,299 direct
COMMON STOCK 2015-01-30 P 3,030 a $1.32 97,329 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
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