Accession Number: | 0001225208-15-006298 |
Date: | 2015-02-26 |
Issuer: | HARLEY DAVIDSON INC (HOG) |
Original Submission Date: |
CALAWAY TONIT M
HARLEY-DAVIDSON, INC.
3700 WEST JUNEAU AVENUE
MILWAUKEE, WI 53208
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2015-02-26 | M | 4,309 | a | $45.32 | 4,309 | direct | ||
COMMON STOCK | 2015-02-26 | M | 3,500 | a | $51.78 | 7,809 | direct | ||
COMMON STOCK | 2015-02-26 | S | 7,809 | d | $63.68 | 0 | direct | ||
COMMON STOCK (RESTRICTED STOCK) | 2015-02-26 | 0 | $0.00 | 1,112 | direct | ||||
COMMON STOCK | 2015-02-26 | 0 | $0.00 | 3,643 | indirect |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
STOCK OPTION (RIGHT TO BUY) | 51.78 | 2015-02-26 | deemed execution date | M | 3,500 (d) | 2014-02-04 | 2023-02-04 | common stock 3,500 | $51.78 | 7,171 | direct | |
STOCK OPTION (RIGHT TO BUY) | 45.32 | 2015-02-26 | deemed execution date | M | 4,309 (d) | 2013-02-06 | 2022-02-06 | common stock 4,309 | $45.32 | 0 | direct | |
RESTRICTED STOCK UNITS | 0.0 | 2015-02-26 | deemed execution date | 0 ( ) | common stock 6,214 | $0.00 | 6,214 | direct | ||||
STOCK OPTION (RIGHT TO BUY) | 63.49 | 2015-02-26 | deemed execution date | 0 ( ) | 2016-02-03 | 2025-02-03 | common stock 12,399 | $63.49 | 12,399 | direct | ||
STOCK OPTION (RIGHT TO BUY) | 62.33 | 2015-02-26 | deemed execution date | 0 ( ) | 2015-02-04 | 2025-02-04 | common stock 11,226 | $62.33 | 11,226 | direct | ||
STOCK OPTION (RIGHT TO BUY) | 39.04 | 2015-02-26 | deemed execution date | 0 ( ) | 2009-02-13 | 2018-02-13 | common stock 152 | $39.04 | 152 | direct | ||
STOCK OPTION (RIGHT TO BUY) | 51.46 | 2015-02-26 | deemed execution date | 0 ( ) | 2007-02-14 | 2016-02-14 | common stock 1,024 | $51.46 | 1,024 | direct | ||
STOCK OPTION (RIGHT TO BUY) | 68.91 | 2015-02-26 | deemed execution date | 0 ( ) | 2008-02-14 | 2017-02-14 | common stock 3,198 | $68.91 | 3,198 | direct |
ID | footnote |
---|---|
f1 | the restricted stock granted 2/4/13 was granted pursuant to the harley-davidson, inc. 2009 incentive stock plan and one-third of the shares of restricted stock vest on each of the first three anniversaries of the date of grant and are subject to forfeiture until vested. |
f2 | granted pursuant to the harley-davidson, inc. 2009 incentive stock plan |
f3 | options granted pursuant to the harley-davidson, inc. 2009 incentive stock plan shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant. |
f4 | granted pursuant to the harley-davidson, inc. 2004 incentive stock plan. |
f5 | all options are currently exercisable. |
f6 | each restricted stock unit represents a contingent right to receive one share of stock. one-third of the units granted on 2/4/2014 (granted pursuant to the 2009 incentive stock plan) and 2/3/2015 (granted pursuant to the 2014 incentive stock plan) vest on each of the first three anniversaries of the date of grant. units are subject to forfeiture until vested. |
f7 | granted pursuant to the harley-davidson, inc. 2014 incentive stock plan |
f8 | options granted pursuant to the harley-davidson, inc. 2014 incentive stock plan shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant. |