Form Type: 4

SEC EDGAR Link
Accession Number:0001248580-15-000003
Date:2015-02-23
Issuer: CALAMOS ASSET MANAGEMENT, INC. /DE/ (CLMS)
Original Submission Date:

Reporting Person:

CALAMOS JOHN P SR
2020 CALAMOS COURT
NAPERVILLE, IL 60563

Reporting Person:

CALAMOS FAMILY PARTNERS, INC.
2020 CALAMOS COURT
NAPERVILLE, IL 60563

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2015-02-23 P 83 a $12.98 7,283 indirect
CLASS A COMMON STOCK 2015-02-24 P 4,248 a $13.57 3,553,313 direct
CLASS A COMMON STOCK 2015-03-02 P 100 a $12.49 3,553,413 direct
CLASS A COMMON STOCK 2015-03-02 P 7,186 a $12.50 3,560,599 direct
CLASS A COMMON STOCK 2015-02-23 0 $0.00 3,549,064 direct
CLASS A COMMON STOCK 2015-02-23 0 $0.00 7,283 indirect
CLASS A COMMON STOCK 2015-02-23 0 $0.00 7,283 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 total represents 3,028,109.468 shares of class a common stock and 520,955 restricted stock units (which will be settled solely in shares of class a common stock).
f2 total represents 3,032,357.778 shares of class a common stock and 520,955 restricted stock units (which will be settled solely in shares of class a common stock).
f3 the share purchases in this form 4 are not directly for the individual, personal accounts of john p. calamos, sr. these transactions reflect the purchase of calamos asset management, inc. (cam) shares by calamos investments llc (cillc) primarily to manage dilution resulting from and potentially to fulfill the requirements of cam's equity compensation plan. john p. calamos, sr. owns a controlling interest in calamos family partners, inc., which in turn owns 77.8% of cillc. as a result, john p. calamos, sr. and calamos family partners, inc. are required to file this form 4 relating to transactions of the corporate repurchase program occurring through cillc.
f4 total represents 3,032,457.778 shares of class a common stock and 520,955 restricted stock units (which will be settled solely in shares of class a common stock).
f5 total represents 3,039,643.778 shares of class a common stock and 520,955 restricted stock units (which will be settled solely in shares of class a common stock).
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