Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-15-030052
Date:2015-03-24
Issuer: GAIAM, INC (GAIA)
Original Submission Date:

Reporting Person:

THOMAS STEPHEN J.
833 WEST SOUTH BOULDER ROAD
LOUISVILLE, CO 80027-2452

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2015-03-24 M 5,000 a $5.00 5,000 direct
CLASS A COMMON STOCK 2015-03-24 S 5,000 d $7.57 0 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 5.0 2015-03-24 deemed execution date M 5,000 (d) 2015-06-03 class a common stock 5,000 $5.00 0 direct
Footnotes
IDfootnote
f1 the price reported in column 4 is a weighted average. these shares were sold in multiple transactions at prices ranging from $7.65-$7.52, inclusive. the reporting person undertakes to provide to gaiam, inc., any security holder of gaiam, inc., or the staff of the securities and exchange commission, upon written request, full information regarding the number of shares sold at each price within the range set forth in footnote (1) to this from 4.
f2 the option is fully vested. the option was originally granted on june 3, 2008, repriced on january 15, 2009, and provided for vesting at 2% per month for 50 months commencing on may 1, 2009.
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