Accession Number: | 0001144204-15-019097 |
Date: | 2014-12-31 |
Issuer: | ELEPHANT TALK COMMUNICATIONS CORP (ETAK) |
Original Submission Date: |
VAN DER VELDEN STEVEN PAUL KAREL MARIE
SCHIPHOL BOULEVARD 249
SCHIPHOL, P7 1118 BH
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2014-10-30 | X | 400,164 | a | $0.87 | 3,762,827 | indirect | f2 | |
COMMON STOCK | 2014-10-30 | S | 334,515 | d | $1.05 | 3,428,312 | indirect | f2 | |
COMMON STOCK | 2014-10-31 | J | 1,738,985 | a | $0.00 | 8,194,688 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
WARRANT | 1.0 | 2014-03-17 | deemed execution date | J | 400,164 (d) | 2009-10-31 | 2014-10-31 | common stock 400,164 | $1.00 | 0 | indirect | by qat ii, see footnote |
WARRANT | 0.8744 | 2014-03-17 | deemed execution date | J | 400,164 (a) | 2009-10-31 | 2014-10-31 | common stock 400,164 | $0.87 | 400,164 | indirect | by qat ii, see footnote |
WARRANT | 1.0 | 2014-10-30 | deemed execution date | X | 400,164 (d) | 2009-10-31 | 2014-10-31 | common stock 400,164 | $1.00 | 0 | indirect | by qat ii, see footnote |
WARRANT | 1.26 | 2014-10-31 | deemed execution date | J | 1,416,469 (a) | 2008-09-30 | 2015-09-30 | common stock 1,416,469 | $1.26 | 1,416,469 | direct | |
WARRANT | 1.47 | 2014-10-31 | deemed execution date | J | 708,234 (a) | 2008-09-30 | 2015-09-30 | common stock 708,234 | $1.47 | 708,234 | direct |
ID | footnote |
---|---|
f1 | on october 30, 2014, qat ii investments sa ("qat ii") exercised a warrant to purchase 1,082,403 shares of the issuer's common stock at an exercise price of $0.8744 per share. the warrant was originally issued on december 17, 2009 with an exercise price of $1.00 per share. qat ii paid the exercise price on a cashless basis, resulting in issuer's withholding of 904,830 of the warrant shares to pay the exercise price and issuing to qat the remaining 177,573 shares. |
f2 | these securities are held by qat ii. reporting person holds a 36.97% ownership interest in qat ii and the number of securities shown here indicates the reporting person's proportionate interest in the issuer's securities through qat ii. the reporting person is not a controlling shareholder nor has or shares the investment control over such securities and thus disclaims beneficial ownership over such securities. |
f3 | include shares and warrant to purchase shares the reporting person received from the pro rata distribution from cmv invest cva ("cmv i") of which the reporting person has a 27.50% ownership interest and cmv invest ii cva ("cmv ii") of which the reporting person holds a 40.75% ownership interest. |