Form Type: 4

SEC EDGAR Link
Accession Number:0001096906-15-000405
Date:2015-04-07
Issuer: SECURITY NATIONAL FINANCIAL CORP (SNFCA)
Original Submission Date:

Reporting Person:

WILBUR NORMAN G
2637 MUSTANG DRIVE
MEAD, CO 80542

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2015-02-06 J 175 a $5.02 3,672 direct
CLASS A COMMON STOCK 2015-04-07 S 500 d $5.45 3,172 direct
CLASS A COMMON STOCK 2015-04-13 M 6,701 a $2.61 9,873 direct
CLASS A COMMON STOCK 2015-04-13 M 23 a $2.61 9,896 direct
CLASS A COMMON STOCK 2015-04-13 S 1,000 d $5.38 8,896 direct
CLASS A COMMON STOCK 2015-04-14 S 3,275 d $5.38 5,621 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
DIRECTOR STOCK OPTION (RIGHT TO BUY) 3.39 2006-12-07 deemed execution date A 1,552 (a) 2007-12-07 2016-12-07 class a common stock 1,552 $3.39 1,552 direct
DIRECTOR STOCK OPTION (RIGHT TO BUY) 2.52 2007-12-07 deemed execution date A 1,478 (a) 2008-12-07 2017-12-07 class a common stock 1,478 $2.52 1,478 direct
DIRECTOR STOCK OPTION (RIGHT TO BUY) 2.72 2008-03-31 deemed execution date A 3,519 (a) 2009-03-31 2018-03-31 class a common stock 3,519 $2.72 3,519 direct
DIRECTOR STOCK OPTION (RIGHT TO BUY) 2.61 2015-04-13 deemed execution date M 6,701 (d) 2010-12-04 2019-12-04 class a common stock 6,701 $2.61 0 direct
DIRECTOR STOCK OPTION (RIGHT TO BUY) 2.75 2015-04-13 deemed execution date M 23 (d) 2010-12-07 2019-12-07 class a common stock 23 $2.75 0 direct
DIRECTOR STOCK OPTION (RIGHT TO BUY) 2.75 2009-12-07 deemed execution date A 1,318 (a) 2010-12-07 2019-12-07 class a common stock 1,318 $2.75 1,318 direct
DIRECTOR STOCK OPTION (RIGHT TO BUY) 6.37 2012-12-07 deemed execution date A 1,158 (a) 2013-12-07 2022-12-07 class a common stock 1,158 $6.37 1,158 direct
DIRECTOR STOCK OPTION (RIGHT TO BUY) 4.38 2013-12-06 deemed execution date A 5,338 (a) 2014-12-06 2023-12-06 class a common stock 5,338 $4.38 5,338 direct
DIRECTOR STOCK OPTION (RIGHT TO BUY) 4.38 2013-12-07 deemed execution date A 1,103 (a) 2014-12-07 2023-12-07 class a common stock 1,103 $4.38 1,103 direct
DIRECTOR STOCK OPTION (RIGHT TO BUY) 4.77 2014-12-05 deemed execution date A 5,250 (a) 2015-12-05 2024-12-05 class a common stock 5,250 $4.77 5,250 direct
DIRECTOR STOCK OPTION (RIGHT TO BUY) 4.77 2014-12-07 deemed execution date A 1,050 (a) 2015-12-07 2024-12-07 class a common stock 1,050 $4.77 1,050 direct
Footnotes
IDfootnote
f1 received pursuant to a stock dividend paid on february 6, 2015.
f2 this option was granted on december 7, 2006 as an option to purchase 1,000 shares of class a common stock under the 2006 director stock option plan at an exercise price of $5.31 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 stock option plan to reflect 5% stock dividends paid on february 9, 2007, february 8, 2008, february 6, 2009, february 5, 2010, february 4, 2011, february 3, 2012, february 1, 2013, february 7, 2014 and february 6, 2015.
f3 this option was granted on december 7, 2007 as an option to purchase 1,000 shares of class a common stock under the 2006 director stock option plan at an exercise price of $3.75 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 director stock option plan to reflect 5% stock dividends paid on february 8, 2008, february 6, 2009, february 5, 2010, february 4, 2011, february 3, 2012, february 1, 2013, february 7, 2014 and february 6, 2015.
f4 this option was granted on march 31, 2008 as an option to purchase 2,500 shares of class a common stock under the 2006 director stock option plan at an exercise price of $3.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 director stock option plan to reflect 5% stock dividends paid on february 6, 2009, february 5, 2010, february 4, 2011, february 3, 2012, february 1, 2013, february 7, 2014 and february 6, 2015.
f5 this option was granted on december 4, 2009 as an option to purchase 5,000 shares of class a common stock under the 2006 director stock option plan at an exercise price of $3.52 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 director stock option plan to reflect 5% stock dividends paid on february 5, 2010, february 4, 2011, february 3, 2012, february 1, 2013, february 7, 2014 and february 6, 2015.
f6 this option was granted on december 7, 2009 as an option to purchase 1,000 shares of class a common stock under the 2006 director stock option plan at an exercise price of $3.52 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 director stock option plan to reflect 5% stock dividends paid on february 5, 2010, february 4, 2011, february 3, 2012, february 1, 2013, february 7, 2014 and february 6, 2015. on april 13, 2015, the reporting person exercised part of this option to purchase 23 shares of class a company stock.
f7 this option was granted on december 7, 2012 as an option to purchase 1,000 shares of class a common stock under the 2006 director stock option plan at an exercise price of $7.42 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 stock option plan to reflect 5% stock dividends paid on february 1, 2013, february 7, 2014 and february 6, 2015.
f8 this option was granted on december 6, 2013 as an option to purchase 4,842 shares of class a common stock under the 2006 director stock option plan at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 director stock option plan to reflect a 5% stock option paid on february 7, 2014 and february 6, 2015.
f9 this option was granted on december 7, 2013 as an option to purchase 1,000 shares of class a common stock under the 2006 director stock option plan at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 director stock option plan to reflect 5% stock dividends paid on february 7, 2014 and february 6, 2015.
f10 this option was granted on december 5, 2014 as an option to purchase 5,000 shares of class a common stock under the 2014 director stock option plan at an exercise price of $5.02 per share but adjusted pursuant to the anti-dilution provisions of the 2014 director stock option plan to reflect a 5% stock dividend paid on february 6, 2015. this option vests on december 5, 2015.
f11 this option was granted on december 7, 2014 as an option to purchase 1,000 shares of class a common stock under the 2014 director stock option plan at an exercise price of $5.02 per share, but adjusted pursuant to the anti-dilution provisions but adjusted pursuant to the anti-dilution provisions of the 2014 director stock option plan to reflect a 5% stock dividend paid on february 6, 2015. this option vests on december 7, 2015.
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