Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-15-035062
Date:2015-04-15
Issuer: HARVARD BIOSCIENCE INC (HBIO)
Original Submission Date:

Reporting Person:

GREEN DAVID
84 OCTOBER HILL ROAD
HOLLISTON, MA 01746

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2015-04-15 S 15,700 d $6.53 798,553 direct
COMMON STOCK 2015-04-16 S 21,303 d $6.59 777,250 direct
COMMON STOCK 2015-04-17 S 5,500 d $6.49 771,750 direct
COMMON STOCK 2015-04-15 0 $0.00 322,124 indirect
COMMON STOCK 2015-04-15 0 $0.00 300,000 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 this transaction was executed in multiple trades at prices ranging from $6.45 to $6.59. the price reported above reflects the weighted average sale [or purchase] price. the reporting person hereby undertakes to provide upon request to the sec staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
f2 includes (a) a deferred stock award of 19,400 restricted stock units which vest on may 30, 2015; (b) a deferred stock award of 29,215 restricted stock units which vest on january 1, 2016; (c) a deferred stock award of 27,375 restricted stock units which vest in equal installments on january 1, 2016 and january 1, 2017; and (d) 722,563 shares of common stock held by the reporting person.
f3 this transaction was executed in multiple trades at prices ranging from $6.51 to $6.62. the price reported above reflects the weighted average sale [or purchase] price. the reporting person hereby undertakes to provide upon request to the sec staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
f4 includes (a) a deferred stock award of 19,400 restricted stock units which vest on may 30, 2015; (b) a deferred stock award of 29,215 restricted stock units which vest on january 1, 2016; (c) a deferred stock award of 27,375 restricted stock units which vest in equal installments on january 1, 2016 and january 1, 2017; and (d) 701,260 shares of common stock held by the reporting person.
f5 this transaction was executed in multiple trades at prices ranging from $6.38 to $6.60. the price reported above reflects the weighted average sale [or purchase] price. the reporting person hereby undertakes to provide upon request to the sec staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
f6 includes (a) a deferred stock award of 19,400 restricted stock units which vest on may 30, 2015; (b) a deferred stock award of 29,215 restricted stock units which vest on january 1, 2016; (c) a deferred stock award of 27,375 restricted stock units which vest in equal installments on january 1, 2016 and january 1, 2017; and (d) 695,760 shares of common stock held by the reporting person.
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