Form Type: 4

SEC EDGAR Link
Accession Number:0001181431-15-005989
Date:2015-04-16
Issuer: MARCUS & MILLICHAP, INC. (MMI)
Original Submission Date:

Reporting Person:

KERIN JOHN J.
C/O MARCUS & MILLICHAP, INC.
23975 PARK SORRENTO, SUITE 400 CALABASAS, CA 91302

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2015-04-16 S 18,956 d $37.12 967,656 indirect f3
COMMON STOCK 2015-04-17 S 22,879 d $36.45 944,777 indirect f3
COMMON STOCK 2015-04-20 S 20,401 d $36.83 924,376 indirect f3
COMMON STOCK 2015-04-16 0 $0.00 1,250 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 sale effected under sales plan pursuant to rule 10b5-1(c)(1) of the securities exchange act of 1934, as amended.
f2 the range of prices for the shares of common stock is from $37.02 to $37.2775. mr. kerin undertakes that he will provide, upon request by the staff of the u.s. securities and exchange commission, full information regarding the number of securities sold at each separate price.
f3 voting and investment power over the shares held by the kerin family trust dated january 5, 2001 is exercised by john j. kerin and mary kerin, its co-trustees.
f4 the range of prices for the shares of common stock is from $36.01 to $36.81. mr. kerin undertakes that he will provide, upon request by the staff of the u.s. securities and exchange commission, full information regarding the number of securities sold at each separate price.
f5 the range of prices for the shares of common stock is from $36.51 to $37.22. mr. kerin undertakes that he will provide, upon request by the staff of the u.s. securities and exchange commission, full information regarding the number of securities sold at each separate price.
f6 includes 1,250 shares acquired under the issuer's employee stock purchase plan.
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