Accession Number: | 0001181431-15-005989 |
Date: | 2015-04-16 |
Issuer: | MARCUS & MILLICHAP, INC. (MMI) |
Original Submission Date: |
KERIN JOHN J.
C/O MARCUS & MILLICHAP, INC.
23975 PARK SORRENTO, SUITE 400
CALABASAS, CA 91302
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2015-04-16 | S | 18,956 | d | $37.12 | 967,656 | indirect | f3 | |
COMMON STOCK | 2015-04-17 | S | 22,879 | d | $36.45 | 944,777 | indirect | f3 | |
COMMON STOCK | 2015-04-20 | S | 20,401 | d | $36.83 | 924,376 | indirect | f3 | |
COMMON STOCK | 2015-04-16 | 0 | $0.00 | 1,250 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | sale effected under sales plan pursuant to rule 10b5-1(c)(1) of the securities exchange act of 1934, as amended. |
f2 | the range of prices for the shares of common stock is from $37.02 to $37.2775. mr. kerin undertakes that he will provide, upon request by the staff of the u.s. securities and exchange commission, full information regarding the number of securities sold at each separate price. |
f3 | voting and investment power over the shares held by the kerin family trust dated january 5, 2001 is exercised by john j. kerin and mary kerin, its co-trustees. |
f4 | the range of prices for the shares of common stock is from $36.01 to $36.81. mr. kerin undertakes that he will provide, upon request by the staff of the u.s. securities and exchange commission, full information regarding the number of securities sold at each separate price. |
f5 | the range of prices for the shares of common stock is from $36.51 to $37.22. mr. kerin undertakes that he will provide, upon request by the staff of the u.s. securities and exchange commission, full information regarding the number of securities sold at each separate price. |
f6 | includes 1,250 shares acquired under the issuer's employee stock purchase plan. |