Accession Number: | 0001209191-15-046029 |
Date: | 2015-05-21 |
Issuer: | PEGASYSTEMS INC (PEGA) |
Original Submission Date: |
KAPLAN STEVEN F
C/O PEGASYSTEMS INC.
1 ROGERS STREET
CAMBRIDGE, MA 02142
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2015-05-21 | A | 4,242 | a | $22.40 | 65,195 | direct | ||
COMMON STOCK | 2015-05-21 | M | 30,000 | a | $0.00 | 95,195 | direct | ||
COMMON STOCK | 2015-05-21 | F | 4,001 | d | $22.12 | 91,194 | direct | ||
COMMON STOCK | 2015-05-21 | S | 25,999 | d | $22.03 | 65,195 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
STOCK OPTION | 2.95 | 2015-05-21 | deemed execution date | M | 30,000 (d) | 2006-06-02 | 2015-06-02 | common stock 30,000 | $2.95 | 0 | direct |
ID | footnote |
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f1 | represents shares of unrestricted common stock received as consideration for mr. kaplan's services as a director of pegasystems inc. for the upcoming 12 month period. |
f2 | represents the exercise price of the stock options referenced in table ii, which was paid by way of withholding by the company of shares of equal value. |
f3 | represents the weighted average of sales prices on 5/21/2015, ranging from $22.00 to 22.14. |
f4 | this exercise price as previously reported as $5.90, but has been adjusted to reflect the 2-for-1 forward stock split of pegasystems inc.'s common stock that occurred on april 1, 2014. |
f5 | options vested 20% on 6/02/2006, with the remaining 80% vesting in equal quarterly installments over the next four years. |
f6 | this stock options grant was previously reported as 15,000 shares, but has been adjusted to reflect the 2-for-1 forward stock split of pegasystems inc.'s common stock that occurred on april 1, 2014. |