Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-15-046029
Date:2015-05-21
Issuer: PEGASYSTEMS INC (PEGA)
Original Submission Date:

Reporting Person:

KAPLAN STEVEN F
C/O PEGASYSTEMS INC.
1 ROGERS STREET CAMBRIDGE, MA 02142

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2015-05-21 A 4,242 a $22.40 65,195 direct
COMMON STOCK 2015-05-21 M 30,000 a $0.00 95,195 direct
COMMON STOCK 2015-05-21 F 4,001 d $22.12 91,194 direct
COMMON STOCK 2015-05-21 S 25,999 d $22.03 65,195 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION 2.95 2015-05-21 deemed execution date M 30,000 (d) 2006-06-02 2015-06-02 common stock 30,000 $2.95 0 direct
Footnotes
IDfootnote
f1 represents shares of unrestricted common stock received as consideration for mr. kaplan's services as a director of pegasystems inc. for the upcoming 12 month period.
f2 represents the exercise price of the stock options referenced in table ii, which was paid by way of withholding by the company of shares of equal value.
f3 represents the weighted average of sales prices on 5/21/2015, ranging from $22.00 to 22.14.
f4 this exercise price as previously reported as $5.90, but has been adjusted to reflect the 2-for-1 forward stock split of pegasystems inc.'s common stock that occurred on april 1, 2014.
f5 options vested 20% on 6/02/2006, with the remaining 80% vesting in equal quarterly installments over the next four years.
f6 this stock options grant was previously reported as 15,000 shares, but has been adjusted to reflect the 2-for-1 forward stock split of pegasystems inc.'s common stock that occurred on april 1, 2014.
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