Accession Number: | 0001209191-15-046303 |
Date: | 2015-05-20 |
Issuer: | ARCADIA BIOSCIENCES, INC. (RKDA) |
Original Submission Date: |
GARG UDAY
C/O ARCADIA BIOSCIENCES, INC.
202 COUSTEAU PLACE, SUITE 105
DAVIS, CA 95618
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2015-05-20 | P | 375,000 | a | $8.00 | 375,000 f1 | indirect | ||
COMMON STOCK | 2015-05-20 | C | 8,705,808 | a | $0.00 | 9,080,808 f1 | indirect |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
SERIES D CONVERTIBLE PREFERRED STOCK | 0.0 | 2015-05-20 | deemed execution date | C | 8,918,750 (d) | common stock 8,705,808 | $0.00 | 0 | indirect | by mandala agribusiness co-investments i limited |
ID | footnote |
---|---|
f1 | mr. garg is a member of the board of directors of mandala agribusiness fund, which exercises shared voting and investment power over the shares owned by mandala agribusiness co-investments i limited. mr. garg disclaims beneficial ownership of all securities listed herein, except to the extent of his pecuniary interest therein. |
f2 | the series d convertible preferred stock converted into the issuer's common stock at a conversion ratio of one share of common stock for approximately every 1.0245 shares of preferred stock upon the closing of the issuer's initial public offering of common stock, and had no expiration date. this conversion ratio reflected an adjustment due to the issuer's 1-for-4 reverse stock split effected on may 8, 2015. |