Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-15-046303
Date:2015-05-20
Issuer: ARCADIA BIOSCIENCES, INC. (RKDA)
Original Submission Date:

Reporting Person:

GARG UDAY
C/O ARCADIA BIOSCIENCES, INC.
202 COUSTEAU PLACE, SUITE 105 DAVIS, CA 95618

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2015-05-20 P 375,000 a $8.00 375,000 f1 indirect
COMMON STOCK 2015-05-20 C 8,705,808 a $0.00 9,080,808 f1 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
SERIES D CONVERTIBLE PREFERRED STOCK 0.0 2015-05-20 deemed execution date C 8,918,750 (d) common stock 8,705,808 $0.00 0 indirect by mandala agribusiness co-investments i limited
Footnotes
IDfootnote
f1 mr. garg is a member of the board of directors of mandala agribusiness fund, which exercises shared voting and investment power over the shares owned by mandala agribusiness co-investments i limited. mr. garg disclaims beneficial ownership of all securities listed herein, except to the extent of his pecuniary interest therein.
f2 the series d convertible preferred stock converted into the issuer's common stock at a conversion ratio of one share of common stock for approximately every 1.0245 shares of preferred stock upon the closing of the issuer's initial public offering of common stock, and had no expiration date. this conversion ratio reflected an adjustment due to the issuer's 1-for-4 reverse stock split effected on may 8, 2015.
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