Form Type: 4

SEC EDGAR Link
Accession Number:0001127602-15-018463
Date:2015-05-22
Issuer: ENTERPRISE FINANCIAL SERVICES CORP (EFSC)
Original Submission Date:

Reporting Person:

SANFILIPPO FRANK H
150 N. MERAMEC
ST. LOUIS, MO 63105

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2015-05-22 S 1,200 d $21.52 26,022 indirect
COMMON STOCK 2015-05-22 0 $0.00 5,809 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED SHARE UNITS 0.0 2015-05-22 deemed execution date 0 ( ) common stock 7,564 $0.00 7,564 direct
STOCK SETTLED STOCK APPRECIATION RIGHTS 25.63 2015-05-22 deemed execution date 0 ( ) 2007-12-15 2017-06-15 common stock 8,843 $25.63 8,843 direct
STOCK SETTLED STOCK APPRECIATION RIGHTS 20.63 2015-05-22 deemed execution date 0 ( ) 2008-12-15 2018-06-13 common stock 5,000 $20.63 5,000 direct
STOCK SETTLED STOCK APPRECIATION RIGHTS 21.49 2015-05-22 deemed execution date 0 ( ) 2009-09-24 2018-09-24 common stock 36,000 $21.49 36,000 direct
Footnotes
IDfootnote
f1 the rsus were granted pursuant to the company's 2002 stock incentive plan. each rsu represents the right to receive one share of common stock, subject to adjustment as provided in the grant agreement.
f2 the rsus vest at a rate of 20% annually over five years, subject to continued employment of the reporting person. vesting occurs on december 15 of each year, commencing in the calendar year of the grant. on each vesting date, for each rsu vesting on such date, the reporting person will receive one share of common stock.
f3 each ssar consists of the right to receive an amount, in common stock, equal to the excess of the fair market value of a share of common stock on the date of exercise over the exercise price of the ssar. the ssars vest at a rate of 20% annually over five years, subject to continued employement of the reporting person. vesting occurs on december 15 of each year, commencing december 15, 2007.
f4 each ssar consists of the right to receive an amount, in common stock, equal to the excess of the fair market value of a share of common stock on the date of exercise over the exercise price of the ssar. the ssars vest at a rate of 20% annually over five years, subject to continued employment of the reporting person. vesting occurs on december 15 of each year, commencing december 15, 2008.
f5 each ssar consists of the right to receive an amount, in common stock, equal to the excess of the fair market value of a share of common stock on the date of exercise over the exercise price of the ssar. the ssars vest at a rate of 20% annually over five years, subject to continued employment of the reporting person. vesting occurs on september 24 of each year, commencing september 24, 2009.
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