Form Type: 4

SEC EDGAR Link
Accession Number:0001104659-15-049384
Date:2015-06-29
Issuer: ENVESTNET, INC. (ENV)
Original Submission Date:

Reporting Person:

D'ARRIGO PETER
35 EAST WACKER DRIVE
SUITE 2400 CHICAGO, IL 60601

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2015-06-29 M 10,000 a $7.50 14,393 direct
COMMON STOCK 2015-06-29 S 10,000 d $41.62 4,393 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 7.5 2015-06-29 deemed execution date M 10,000 (d) 2008-06-06 2018-06-16 common stock 186,937 $7.50 186,937 direct
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 9.0 2015-06-29 deemed execution date 0 ( ) 2011-07-28 2020-02-28 common stock 86,000 $9.00 86,000 direct
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 12.55 2015-06-29 deemed execution date 0 ( ) 2012-02-28 2021-02-28 common stock 10,000 $12.55 10,000 direct
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 12.45 2015-06-29 deemed execution date 0 ( ) 2013-02-28 2022-02-28 common stock 10,195 $12.45 10,195 direct
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 15.34 2015-06-29 deemed execution date 0 ( ) 2014-02-28 2023-02-28 common stock 8,000 $15.34 8,000 direct
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 41.84 2015-06-29 deemed execution date 0 ( ) 2015-02-28 2024-02-28 common stock 10,600 $41.84 10,600 direct
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 53.88 2015-06-29 deemed execution date 0 ( ) 2016-02-28 2025-02-28 common stock 8,250 $53.88 8,250 direct
RESTRICTED STOCK AWARD 0.0 2015-06-29 deemed execution date 0 ( ) 2016-02-29 2016-02-28 common stock 1,040 $0.00 1,040 direct
RESTRICTED STOCK AWARD 0.0 2015-06-29 deemed execution date 0 ( ) 2016-02-29 2017-02-28 common stock 4,400 $0.00 4,400 direct
RESTRICTED STOCK AWARD 0.0 2015-06-29 deemed execution date 0 ( ) 2016-02-29 2018-02-28 common stock 5,500 $0.00 5,500 direct
Footnotes
IDfootnote
f1 a total of 220,000 options were granted on 6/16/2008. 196,937 options were vested and exercisable as of 6/29/2015.
f2 open market exercise and sale.
f3 the price reported in column 4 is a weighted average price. the shares were sold in multiple transactions at prices ranging from $41.50 to $41.84, inclusive.
f4 original option grant vests in four installments beginning on the first date of grant and thereafter on the first anniversary of the date of grant as listed in the "date exercisable" column.
f5 original option grant vests in four installments beginning on the first anniversary of the date of grant as listed in the "date exercisable" column.
f6 original option grant vests in three installments beginning on the first anniversary of the date of grant as listed in the "date exercisable" column.
f7 each restricted stock award is the economic equivalent of one share of envestnet, inc. common stock
f8 each restricted stock award represents the contingent right to receive one share of common stock upon vesting of the unit.
f9 this restricted stock award vests in three installments beginning on the first anniversary of the date of the grant of restricted stock.
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