Form Type: 5

SEC EDGAR Link
Accession Number:0001209191-15-058534
Date:2014-12-31
Issuer: DOVER SADDLERY INC (DOVR)
Original Submission Date:

Reporting Person:

MULLIGAN GREGORY F
525 GREAT RD
LITTLETON, MA 01460

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2014-03-26 P 12,840 a $1.94 12,840 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
NON-QUALIFIED STOCK OPTION 1.94 2014-03-26 deemed execution date C 12,840 (d) 2014-03-30 common stock 12,840 $1.94 23,940 direct
NON-QUALIFIED STOCK OPTION 7.5 deemed execution date 0 ( ) 2016-10-25 common stock 3,500 $7.50 23,940 direct
NON-QUALIFIED STOCK OPTION 4.5 deemed execution date 0 ( ) 2017-11-13 common stock 3,500 $4.50 23,940 direct
NON-QUALIFIED STOCK OPTION 1.24 deemed execution date 0 ( ) 2018-11-20 common stock 2,940 $1.24 23,940 direct
NON-QUALIFIED STOCK OPTION 3.1 deemed execution date 0 ( ) 2020-11-16 common stock 3,500 $3.10 23,940 direct
NON-QUALIFIED STOCK OPTION 3.32 deemed execution date 0 ( ) 2021-11-27 common stock 3,500 $3.32 23,940 direct
NON-QUALIFIED STOCK OPTION 3.59 deemed execution date 0 ( ) 2022-11-15 common stock 3,500 $3.59 23,940 direct
NON-QUALIFIED STOCK OPTION 4.9 deemed execution date 0 ( ) 2023-11-19 common stock 3,500 $4.90 23,940 direct
Footnotes
IDfootnote
f1 this transaction has been previously reported on a form 4 in a timely manner.
f2 as of 12/31/2014.
f3 granted on 10/26/2006 and vest on anniversary date of grant at rate 20 % per year for five years.
f4 as of 12/31/2014, total includes 3,500 non-qualified stock options as granted in 2006.
f5 granted on 11/14/2007 and vest on anniversary date of grant at rate 20 % per year for five years.
f6 as of 12/31/2014, total includes 3,500 non-qualified stock options as granted in 2007.
f7 granted on 11/21/2008 and vest on anniversary date of grant at rate 20 % per year for five years.
f8 as of 12/31/2014, total includes 2,940 non-qualified stock options as granted in 2008.
f9 granted on 11/17/2010 and vest on anniversary date of grant at rate 20 % per year for five years.
f10 as of 12/31/2014, total includes 3,500 non-qualified stock options as granted in 2010.
f11 granted on 11/28/2011 and vest on anniversary date of grant at rate 20 % per year for five years.
f12 as of 12/31/2014, total includes 3,500 non-qualified stock options as granted in 2011.
f13 granted on 11/16/2012 and vest on anniversary date of grant at rate 20 % per year for five years.
f14 as of 12/31/2014, total includes 3,500 non-qualified stock options as granted in 2012.
f15 granted on 11/20/2013 and vest on anniversary date of grant at rate 20 % per year for five years.
f16 as of 12/31/2014, total includes 3,500 non-qualified stock options as granted in 2013.
f17 immediately
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