Accession Number: | 0001209191-15-058534 |
Date: | 2014-12-31 |
Issuer: | DOVER SADDLERY INC (DOVR) |
Original Submission Date: |
MULLIGAN GREGORY F
525 GREAT RD
LITTLETON, MA 01460
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2014-03-26 | P | 12,840 | a | $1.94 | 12,840 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
NON-QUALIFIED STOCK OPTION | 1.94 | 2014-03-26 | deemed execution date | C | 12,840 (d) | 2014-03-30 | common stock 12,840 | $1.94 | 23,940 | direct | ||
NON-QUALIFIED STOCK OPTION | 7.5 | deemed execution date | 0 ( ) | 2016-10-25 | common stock 3,500 | $7.50 | 23,940 | direct | ||||
NON-QUALIFIED STOCK OPTION | 4.5 | deemed execution date | 0 ( ) | 2017-11-13 | common stock 3,500 | $4.50 | 23,940 | direct | ||||
NON-QUALIFIED STOCK OPTION | 1.24 | deemed execution date | 0 ( ) | 2018-11-20 | common stock 2,940 | $1.24 | 23,940 | direct | ||||
NON-QUALIFIED STOCK OPTION | 3.1 | deemed execution date | 0 ( ) | 2020-11-16 | common stock 3,500 | $3.10 | 23,940 | direct | ||||
NON-QUALIFIED STOCK OPTION | 3.32 | deemed execution date | 0 ( ) | 2021-11-27 | common stock 3,500 | $3.32 | 23,940 | direct | ||||
NON-QUALIFIED STOCK OPTION | 3.59 | deemed execution date | 0 ( ) | 2022-11-15 | common stock 3,500 | $3.59 | 23,940 | direct | ||||
NON-QUALIFIED STOCK OPTION | 4.9 | deemed execution date | 0 ( ) | 2023-11-19 | common stock 3,500 | $4.90 | 23,940 | direct |
ID | footnote |
---|---|
f1 | this transaction has been previously reported on a form 4 in a timely manner. |
f2 | as of 12/31/2014. |
f3 | granted on 10/26/2006 and vest on anniversary date of grant at rate 20 % per year for five years. |
f4 | as of 12/31/2014, total includes 3,500 non-qualified stock options as granted in 2006. |
f5 | granted on 11/14/2007 and vest on anniversary date of grant at rate 20 % per year for five years. |
f6 | as of 12/31/2014, total includes 3,500 non-qualified stock options as granted in 2007. |
f7 | granted on 11/21/2008 and vest on anniversary date of grant at rate 20 % per year for five years. |
f8 | as of 12/31/2014, total includes 2,940 non-qualified stock options as granted in 2008. |
f9 | granted on 11/17/2010 and vest on anniversary date of grant at rate 20 % per year for five years. |
f10 | as of 12/31/2014, total includes 3,500 non-qualified stock options as granted in 2010. |
f11 | granted on 11/28/2011 and vest on anniversary date of grant at rate 20 % per year for five years. |
f12 | as of 12/31/2014, total includes 3,500 non-qualified stock options as granted in 2011. |
f13 | granted on 11/16/2012 and vest on anniversary date of grant at rate 20 % per year for five years. |
f14 | as of 12/31/2014, total includes 3,500 non-qualified stock options as granted in 2012. |
f15 | granted on 11/20/2013 and vest on anniversary date of grant at rate 20 % per year for five years. |
f16 | as of 12/31/2014, total includes 3,500 non-qualified stock options as granted in 2013. |
f17 | immediately |