Accession Number: | 0001209191-15-058632 |
Date: | 2015-07-01 |
Issuer: | PEGASYSTEMS INC (PEGA) |
Original Submission Date: |
KRA DOUGLAS I
C/O PEGASYSTEMS INC.
1 ROGERS STREET
CAMBRIDGE, MA 02142
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2015-07-01 | M | 1,664 | a | $0.00 | 31,882 | direct | ||
COMMON STOCK | 2015-07-01 | F | 752 | d | $23.10 | 31,130 | direct | ||
COMMON STOCK | 2015-07-01 | S | 912 | d | $23.04 | 30,218 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
STOCK OPTIONS | 4.34 | 2015-07-01 | deemed execution date | M | 1,664 (d) | 2006-12-08 | 2015-12-08 | common stock 40,000 | $4.34 | 23,324 | direct |
ID | footnote |
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f1 | represents the exercise price of the stock options referenced in table ii and mr. kra's tax liability, which were paid by way of withholding by the company of shares of equal value. |
f2 | sold pursuant to the pre-arranged stock trading plan under rule 10b5-1 of the securities exchange act of 1934, as amended. |
f3 | represents the weighted average of the sale prices on july 1, 2015, ranging from $22.95 to $23.16. |