Form Type: 4

SEC EDGAR Link
Accession Number:0001225208-15-015048
Date:2015-07-01
Issuer: CAPITAL ONE FINANCIAL CORP (COF)
Original Submission Date:

Reporting Person:

WITTER JONATHAN W.
1680 CAPITAL ONE DRIVE
MCLEAN, VA 22102

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2015-07-01 S 10,373 d $88.56 96,508 direct
COMMON STOCK 2015-07-01 S 28,885 d $88.55 67,623 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 this transaction was executed pursuant to a trading plan entered into by the reporting person on may 7, 2015, in accordance with rule 10b5-1 of the securities exchange act of 1934, as amended.
f2 these shares were sold at prices ranging from $88.19 to $89.01. information regarding the number of shares sold at each price will be provided upon request.
f3 includes shares acquired by the reporting person through the company's associate stock purchase plan since the last reported transaction.
f4 these shares were sold at prices ranging from $88.20 to $89.01. information regarding the number of shares sold at each price will be provided upon request.
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