Accession Number: | 0001225208-15-015048 |
Date: | 2015-07-01 |
Issuer: | CAPITAL ONE FINANCIAL CORP (COF) |
Original Submission Date: |
WITTER JONATHAN W.
1680 CAPITAL ONE DRIVE
MCLEAN, VA 22102
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2015-07-01 | S | 10,373 | d | $88.56 | 96,508 | direct | ||
COMMON STOCK | 2015-07-01 | S | 28,885 | d | $88.55 | 67,623 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | this transaction was executed pursuant to a trading plan entered into by the reporting person on may 7, 2015, in accordance with rule 10b5-1 of the securities exchange act of 1934, as amended. |
f2 | these shares were sold at prices ranging from $88.19 to $89.01. information regarding the number of shares sold at each price will be provided upon request. |
f3 | includes shares acquired by the reporting person through the company's associate stock purchase plan since the last reported transaction. |
f4 | these shares were sold at prices ranging from $88.20 to $89.01. information regarding the number of shares sold at each price will be provided upon request. |