Form Type: 4

SEC EDGAR Link
Accession Number:0001104659-15-049648
Date:2015-07-01
Issuer: OPHTHOTECH CORP. (OPHT)
Original Submission Date:

Reporting Person:

WOOD BARBARA A
C/O OPHTHOTECH CORPORATION
ONE PENN PLAZA, 19TH FLOOR NEW YORK, NY 10119

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2015-07-01 M 2,000 a $24.49 2,000 direct
COMMON STOCK 2015-07-01 S 2,000 d $51.94 0 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION (RIGHT TO BUY) 24.49 2015-07-01 deemed execution date M 2,000 (d) 2023-11-17 common stock 2,000 $24.49 64,000 direct
Footnotes
IDfootnote
f1 the exercises and sales reported on this form were effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person on december 22, 2013.
f2 these shares were disposed of in multiple transactions on july 1, 2015 at actual sales prices ranging from $51.66 to $52.23 per share. the price reported reflects the weighted average sale price for the transactions. the reporting person undertakes to provide upon request by the staff of the securities exchange commission, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
f3 this option was granted on november 18, 2013 and will vest over a four-year period, with 17,500 shares underlying such option vesting in november 2014 and 1/48 of the original number of shares underlying such option vesting each month thereafter until november 2017.
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