Accession Number: | 0001140361-15-026624 |
Date: | 2015-06-30 |
Issuer: | SUTRON CORP (STRN) |
Original Submission Date: |
PVAM PERLUS MICROCAP FUND, L.P.
5TH FLOOR, 37 ESPLANADE
ST HELIER
JERSEY, CHANNEL ISLANDS, X0 JE1 2TR
PACIFIC VIEW ASSET MANAGEMENT (UK) LLP
NORTH HALL FARM ROAD, NORTH HALL ROAD
QUENDON, ESSEX, X0 CB113XP
PVAM HOLDINGS LTD.
600 MONTGOMERY STREET
6TH FLOOR
SAN FRANCISCO, CA 94111
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2015-06-30 | P | 16,378 | a | $5.09 | 980,204 f1 | direct | ||
COMMON STOCK | 2015-06-30 | 0 | $0.00 | 963,826 f1 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | pvam perlus microcap fund l.p. (formerly the perlus microcap fund l.p.) is the beneficial owner of the shares of common stock of sutron corporation (the "shares"). the shares are held in the account of pvam perlus microcap fund l.p., the investments of which are managed by pacific view asset management (uk) llp (formerly perlus investment management llp) of which pvam holdings ltd. ("pvam") is the managing member. pacific view asset management (uk) llp ("pvam llp") exercises voting power and shares dispositive control over the shares and pvam shares indirect voting and dispositive power over the shares. each of pvam and pvam llp disclaims beneficial ownership of the shares, except to the extent of any pecuniary interest therein. this report shall not be deemed an admission that either pvam or pvam llp is a beneficial owner of the shares for purposes of section 16 of the securities exchange act of 1934, as amended, or any other purpose. |