Form Type: 4

SEC EDGAR Link
Accession Number:0000950142-15-001631
Date:2015-06-26
Issuer: HRG GROUP, INC. (HRG)
Original Submission Date:

Reporting Person:

GLOBAL OPPORTUNITIES BREAKAWAY MM, L.L.C.
450 PARK AVENUE, 30TH FLOOR
NEW YORK, NY 10022

Reporting Person:

FALCONE PHILIP
450 PARK AVENUE, 30TH FLOOR
NEW YORK, NY 10022

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK (PAR VALUE $0.01 PER SHARE) 2015-06-26 S 227,901 d $13.16 78,682 f5 direct
COMMON STOCK (PAR VALUE $0.01 PER SHARE) 2015-06-29 S 348 d $13.19 78,334 f5 direct
COMMON STOCK (PAR VALUE $0.01 PER SHARE) 2015-06-30 S 311 d $13.02 78,023 f5 direct
COMMON STOCK (PAR VALUE $0.01 PER SHARE) 2015-07-01 S 7,436 d $13.03 70,587 f5 direct
COMMON STOCK (PAR VALUE $0.01 PER SHARE) 2015-07-02 S 18,513 d $12.97 52,074 f5 direct
COMMON STOCK (PAR VALUE $0.01 PER SHARE) 2015-07-06 S 3,565 d $13.06 48,509 f5 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 the sale price represents the weighted average sale price for multiple transactions reporting on this line. the prices of the transactions ranged from $13.16 to $13.25, inclusive.
f2 the reporting persons undertake to provide upon request by the staff of the securities and exchange commission, hrg group, inc. (""hrg"") or a security holder of hrg full information regarding the number of shares sold at each separate price within the range set forth on this line.
f3 these shares are owned directly by global opportunities breakaway mm, l.l.c. ("breakaway mm"), which is a reporting person.
f4 these shares may be deemed to be indirectly beneficially owned by the following, whom is a reporting person: philip falcone, the managing member of breakaway mm.
f5 the reporting person listed in footnote 4 disclaims beneficial ownership of the shares except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the shares for purposes of section 16 of the securities exchange act of 1934, as amended, or for any other purpose.
f6 the sale price represents the weighted average sale price for multiple transactions reporting on this line. the prices of the transactions ranged from $13.18 to $13.215, inclusive.
f7 the sale price represents the weighted average sale price for multiple transactions reporting on this line. the prices of the transactions ranged from $13.02 to $13.04, inclusive.
f8 the sale price represents the weighted average sale price for multiple transactions reporting on this line. the prices of the transactions ranged from $13.02 to $13.08, inclusive.
f9 the sale price represents the weighted average sale price for multiple transactions reporting on this line. the prices of the transactions ranged from $12.97 to $13.10, inclusive.
f10 the sale price represents the weighted average sale price for multiple transactions reporting on this line. the prices of the transactions ranged from $13.02 to $13.13, inclusive.
WhaleWisdom Logo

Elevate your investments