Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-15-062706
Date:2015-07-24
Issuer: AXALTA COATING SYSTEMS LTD. (AXTA)
Original Submission Date:

Reporting Person:

SHAVER CHARLES W
TWO COMMERCE SQUARE
2001 MARKET STREET SUITE 3600 PHILADELPHIA, PA 19103

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON SHARES 2015-07-24 M 20,000 a $5.92 454,615 direct
COMMON SHARES 2015-07-24 S 20,000 d $30.11 434,615 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
EMPLOYEE SOCK OPTION 5.92 2015-07-24 deemed execution date M 20,000 (d) 2023-07-30 common shares 20,000 $5.92 853,951 direct
Footnotes
IDfootnote
f1 the sales reported in this form 4 were effected pursuant to a rule 10b5-1 plan duly adopted by the reporting person.
f2 the price reported is a weighted average price. these shares were sold in multiple transactions at per share prices ranging from $29.88 to $30.46. the reporting person undertakes to provide upon request to the sec staff, the issuer, or any stockholder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f3 this option vested in five annual installments beginning on january 1, 2014. on april 8, 2015, this option vested in full in accordance with the terms of the axalta coating systems bermuda co., ltd. 2013 equity incentive plan.
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