Form Type: 4

SEC EDGAR Link
Accession Number:0001546927-15-000209
Date:2015-07-24
Issuer: HORSEHEAD HOLDING CORP (ZINC)
Original Submission Date:

Reporting Person:

DALAL STREET, LLC
1220 ROOSEVELT
SUITE 200 IRVINE, CA 92620

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2015-07-24 P 214,244 a $8.12 7,227,197 indirect f1
COMMON STOCK 2015-07-27 P 237,108 a $8.13 7,464,305 indirect f1
COMMON STOCK 2015-07-28 P 19,301 a $7.82 7,483,606 indirect f1
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 securities reported for dalal street, llc (the "llc") represent common stock beneficially owned and held of record by 3 private funds (pabrai investment fund 2, l.p., pabrai investment fund 3, ltd. and pabrai investment fund iv, l.p.) managed by the llc, mohnish pabrai and harina kapoor jtwros and 5 managed accounts (aikyum, inc., harina kapoor ira, monsoon pabrai, momachi pabrai and the dakshana foundation) managed by mr. pabrai as well as dhandho holdings corporation ("dhandho"). mr. pabrai is the managing member of the llc and the president of dhandho. the managed accounts are each beneficially owned by members of mr. pabrai's family. the llc, private funds, managed accounts, dhandho and mr. pabrai (the "reporting persons") are each beneficial owners. the reporting persons disclaim beneficial ownership, within the meaning of section 16 of the exchange act, or otherwise of such portion of the common stock in which the reporting persons have no actual pecuniary interest therein.
f2 the price information provided above is the weighted average purchase price for the transactions reported on that line. the purchase prices for these transactions ranged from $7.94 to $8.17. the reporting persons (as defined above) undertake to provide upon request by the sec staff, the issuer or any securityholder full information regarding the number of shares purchased at each separate price.
f3 the price information provided above is the weighted average purchase price for the transactions reported on that line. the purchase prices for these transactions ranged from $8.01 to $8.21. the reporting persons (as defined above) undertake to provide upon request by the sec staff, the issuer or any securityholder full information regarding the number of shares purchased at each separate price.
f4 the price information provided above is the weighted average purchase price for the transactions reported on that line. the purchase prices for these transactions ranged from $7.81 to $7.84. the reporting persons (as defined above) undertake to provide upon request by the sec staff, the issuer or any securityholder full information regarding the number of shares purchased at each separate price.
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