Accession Number: | 0001546927-15-000209 |
Date: | 2015-07-24 |
Issuer: | HORSEHEAD HOLDING CORP (ZINC) |
Original Submission Date: |
DALAL STREET, LLC
1220 ROOSEVELT
SUITE 200
IRVINE, CA 92620
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
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COMMON STOCK | 2015-07-24 | P | 214,244 | a | $8.12 | 7,227,197 | indirect | f1 | |
COMMON STOCK | 2015-07-27 | P | 237,108 | a | $8.13 | 7,464,305 | indirect | f1 | |
COMMON STOCK | 2015-07-28 | P | 19,301 | a | $7.82 | 7,483,606 | indirect | f1 |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | securities reported for dalal street, llc (the "llc") represent common stock beneficially owned and held of record by 3 private funds (pabrai investment fund 2, l.p., pabrai investment fund 3, ltd. and pabrai investment fund iv, l.p.) managed by the llc, mohnish pabrai and harina kapoor jtwros and 5 managed accounts (aikyum, inc., harina kapoor ira, monsoon pabrai, momachi pabrai and the dakshana foundation) managed by mr. pabrai as well as dhandho holdings corporation ("dhandho"). mr. pabrai is the managing member of the llc and the president of dhandho. the managed accounts are each beneficially owned by members of mr. pabrai's family. the llc, private funds, managed accounts, dhandho and mr. pabrai (the "reporting persons") are each beneficial owners. the reporting persons disclaim beneficial ownership, within the meaning of section 16 of the exchange act, or otherwise of such portion of the common stock in which the reporting persons have no actual pecuniary interest therein. |
f2 | the price information provided above is the weighted average purchase price for the transactions reported on that line. the purchase prices for these transactions ranged from $7.94 to $8.17. the reporting persons (as defined above) undertake to provide upon request by the sec staff, the issuer or any securityholder full information regarding the number of shares purchased at each separate price. |
f3 | the price information provided above is the weighted average purchase price for the transactions reported on that line. the purchase prices for these transactions ranged from $8.01 to $8.21. the reporting persons (as defined above) undertake to provide upon request by the sec staff, the issuer or any securityholder full information regarding the number of shares purchased at each separate price. |
f4 | the price information provided above is the weighted average purchase price for the transactions reported on that line. the purchase prices for these transactions ranged from $7.81 to $7.84. the reporting persons (as defined above) undertake to provide upon request by the sec staff, the issuer or any securityholder full information regarding the number of shares purchased at each separate price. |