Accession Number: | 0001127602-15-023565 |
Date: | 2015-07-27 |
Issuer: | SNAP-ON INC (SNA) |
Original Submission Date: |
BOYD IAIN
SNAP-ON INCORPORATED
2801 80TH STREET
KENOSHA, WI 53143
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2015-07-27 | S | 3,951 | d | $158.45 | 928 | direct | ||
COMMON STOCK | 2015-07-27 | M | 5,400 | a | $50.22 | 6,328 | direct | ||
COMMON STOCK | 2015-07-27 | M | 6,480 | a | $51.75 | 12,808 | direct | ||
COMMON STOCK | 2015-07-27 | M | 2,160 | a | $29.69 | 14,968 | direct | ||
COMMON STOCK | 2015-07-27 | M | 6,500 | a | $41.01 | 21,468 | direct | ||
COMMON STOCK | 2015-07-27 | S | 7,490 | d | $157.96 | 13,978 | direct | ||
COMMON STOCK | 2015-07-27 | S | 5,738 | d | $158.71 | 8,240 | direct | ||
COMMON STOCK | 2015-07-27 | 0 | $0.00 | 561 | indirect |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
STOCK OPTION (RIGHT TO BUY) | 50.22 | 2015-07-27 | deemed execution date | M | 5,400 (d) | 2010-02-15 | 2017-02-15 | common stock 5,400 | $50.22 | 0 | direct | |
STOCK OPTION (RIGHT TO BUY) | 51.75 | 2015-07-27 | deemed execution date | M | 6,480 (d) | 2011-02-13 | 2018-02-13 | common stock 6,480 | $51.75 | 0 | direct | |
STOCK OPTION (RIGHT TO BUY) | 29.69 | 2015-07-27 | deemed execution date | M | 2,160 (d) | 2012-02-11 | 2019-02-11 | common stock 2,160 | $29.69 | 0 | direct | |
STOCK OPTION (RIGHT TO BUY) | 41.01 | 2015-07-27 | deemed execution date | M | 6,500 (d) | 2013-02-10 | 2020-02-10 | common stock 6,500 | $41.01 | 0 | direct | |
STOCK OPTION (RIGHT TO BUY) | 58.94 | 2015-07-27 | deemed execution date | 0 ( ) | 2014-02-09 | 2021-02-09 | common stock 10,000 | $58.94 | 10,000 | direct | ||
STOCK OPTION (RIGHT TO BUY) | 60.0 | 2015-07-27 | deemed execution date | 0 ( ) | 2015-02-08 | 2022-02-08 | common stock 12,000 | $60.00 | 12,000 | direct | ||
STOCK OPTION (RIGHT TO BUY) | 79.04 | 2015-07-27 | deemed execution date | 0 ( ) | 2014-02-13 | 2023-02-13 | common stock 13,000 | $79.04 | 13,000 | direct | ||
STOCK OPTION (RIGHT TO BUY) | 109.43 | 2015-07-27 | deemed execution date | 0 ( ) | 2015-02-13 | 2024-02-13 | common stock 13,500 | $109.43 | 13,500 | direct | ||
STOCK OPTION (RIGHT TO BUY) | 144.69 | 2015-07-27 | deemed execution date | 0 ( ) | 2016-02-12 | 2025-02-12 | common stock 13,500 | $144.69 | 13,500 | direct | ||
RESTRICTED STOCK UNITS | 0.0 | 2015-07-27 | deemed execution date | 0 ( ) | common stock 2,278 | $0.00 | 2,278 | direct | ||||
RESTRICTED STOCK UNITS | 0.0 | 2015-07-27 | deemed execution date | 0 ( ) | common stock 2,211 | $0.00 | 2,211 | direct | ||||
RESTRICTED STOCK UNITS | 0.0 | 2015-07-27 | deemed execution date | 0 ( ) | common stock 1,304 | $0.00 | 1,304 | direct | ||||
PERFORMANCE UNITS | 0.0 | 2015-07-27 | deemed execution date | 0 ( ) | common stock 2,104 | $0.00 | 2,104 | direct | ||||
PERFORMANCE UNITS | 0.0 | 2015-07-27 | deemed execution date | 0 ( ) | common stock 1,660 | $0.00 | 1,660 | direct | ||||
PERFORMANCE UNITS | 0.0 | 2015-07-27 | deemed execution date | 0 ( ) | common stock 1,304 | $0.00 | 1,304 | direct | ||||
DEFERRED STOCK UNITS | 0.0 | 2015-07-27 | deemed execution date | 0 ( ) | common stock 316 | $0.00 | 316 | direct |
ID | footnote |
---|---|
f1 | includes 219.4619 shares acquired under the snap-on incorporated employee stock ownership plan and 5.6924 shares acquired under a dividend reinvestment plan. |
f2 | this transaction was executed in multiple trades at prices ranging from $157.41 to $158.40. the price reported above reflects the weighted average sale price. the reporting person hereby undertakes to provide upon request to the sec staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effectuated. |
f3 | this transaction was executed in multiple trades at prices ranging from $158.42 to $159.28. the price reported above reflects the weighted average sale price. the reporting person hereby undertakes to provide upon request to the sec staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effectuated. |
f4 | this information is based on a plan statement dated june 30, 2015. |
f5 | exercise of rule 16b-3 stock option. |
f6 | original option grant vests in three annual installments beginning on the date listed in the "date exercisable" column. |
f7 | 1 for 1. |
f8 | the restricted stock units were earned based on company performance during fiscal 2013. assuming continued employment through the end of fiscal 2015, the units will then vest in one installment and the shares will be issued shortly thereafter. |
f9 | the restricted stock units were earned based on company performance during fiscal 2014. assuming continued employment through the end of fiscal 2016, the units will then vest in one installment and the shares will be issued shortly thereafter. |
f10 | the restricted stock units may be earned based on the achievement of certain company goals during fiscal 2015. assuming continued employment through the end of fiscal 2017, any units earned will then vest in one installment and the shares will be issued shortly thereafter. the target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits. |
f11 | if the company achieves certain goals over the 2013-2015 period, the performance units will vest and stock will be awarded. the target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits. |
f12 | if the company achieves certain goals over the 2014-2016 period, the performance units will vest and stock will be awarded. the target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits. |
f13 | if the company achieves certain goals over the 2015-2017 period, the performance units will vest and stock will be awarded. the target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits. |
f14 | payment will be made in accordance with the reporting person's deferral election, death, disability or termination of employment. |
f15 | balance was adjusted to correct an administrative error from a prior year. |