| Accession Number: | 0001140361-15-033850 |
| Date: | 2015-08-28 |
| Issuer: | PATHFINDER BANCORP, INC. (PBHC) |
| Original Submission Date: |
MERVINE EDWARD
214 WEST FIRST ST
OSWEGO, NY 13126
| Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
|---|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | 2015-08-28 | P | 600 | a | $10.60 | 9,824 | indirect | ||
| COMMON STOCK | 2015-08-28 | 0 | $0.00 | 60 | direct | ||||
| COMMON STOCK | 2015-08-28 | 0 | $0.00 | 3,337 | indirect | ||||
| COMMON STOCK | 2015-08-28 | 0 | $0.00 | 10,790 | indirect |
| Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTIONS | 5.4638 | deemed execution date | 0 ( ) | 2012-06-23 | 2021-06-23 | common stock 22,237 | $5.46 | 22,237 | direct |
| ID | footnote |
|---|---|
| f1 | stock options vest at a rate of 20% per year commencing on june 23, 2012 |
