Accession Number: | 0001144204-15-052922 |
Date: | 2015-08-31 |
Issuer: | VUZIX CORP (VUZI) |
Original Submission Date: |
TRAVERS PAUL J
2166 BRIGHTON HENRIETTA TOWNLINE ROAD
ROCHESTER, NY 14623
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2015-08-31 | P | 2,500 | a | $4.00 | 2,546,712 f1 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|
ID | footnote |
---|---|
f1 | 1,676,712 share are held directly by mr. travers and 870,000 shares are held by grantor retained annuity trusts as follows: 609,000 shares by serge turcotte as trustee of the paul travers annuity trust i dated may 14,2015, 182,700 shares by serge turcotte as trustee of the paul travers annuity trust ii dated may 14,2015, and 78,300 shares to serge turcotte as trustee of the paul travers annuity trust iii dated may 14, 2015. |