Form Type: 4

SEC EDGAR Link
Accession Number:0001144204-15-052922
Date:2015-08-31
Issuer: VUZIX CORP (VUZI)
Original Submission Date:

Reporting Person:

TRAVERS PAUL J
2166 BRIGHTON HENRIETTA TOWNLINE ROAD
ROCHESTER, NY 14623

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2015-08-31 P 2,500 a $4.00 2,546,712 f1 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 1,676,712 share are held directly by mr. travers and 870,000 shares are held by grantor retained annuity trusts as follows: 609,000 shares by serge turcotte as trustee of the paul travers annuity trust i dated may 14,2015, 182,700 shares by serge turcotte as trustee of the paul travers annuity trust ii dated may 14,2015, and 78,300 shares to serge turcotte as trustee of the paul travers annuity trust iii dated may 14, 2015.
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