Accession Number: | 0001209191-15-068614 |
Date: | 2015-08-28 |
Issuer: | COMMSCOPE HOLDING COMPANY, INC. (COMM) |
Original Submission Date: |
TOWNSEND JOANNE
C/O COMMSCOPE HOLDING COMPANY, INC.
1100 COMMSCOPE PLACE, SE
HICKORY, NC 28602
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2015-08-28 | M | 5,720 | a | $5.57 | 9,881 | direct | ||
COMMON STOCK | 2015-08-28 | S | 5,720 | d | $31.89 | 4,161 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
STOCK OPTION (RIGHT TO BUY) | 5.57 | 2015-08-28 | deemed execution date | M | 5,720 (d) | 2022-11-13 | common stock 5,720 | $5.57 | 112,486 | direct |
ID | footnote |
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f1 | as previously reported, includes 4,161 restricted stock units that were granted on 02/24/2015 and will vest in three equal installments on 02/24/2016, 02/24/2017, and 02/24/2018, subject to the reporting person's continued employment with the issuer. |
f2 | per sec guidance, excludes 13,144 unvested options that are subject to performance-based vesting conditions. |