Accession Number: | 0001387131-15-002682 |
Date: | 2015-08-28 |
Issuer: | FS INVESTMENT CORP (FSIC) |
Original Submission Date: |
FORMAN MICHAEL C.
C/O FS INVESTMENT CORP.
201 ROUSE BOULEVARD
PHILADELPHIA, PA 19112
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2015-08-28 | P | 3,725 | a | $9.74 | 167,934 | direct | ||
COMMON STOCK | 2015-08-28 | P | 2,600 | a | $9.74 | 431,185 | indirect | ||
COMMON STOCK | 2015-08-28 | 0 | $0.00 | 44,457 | indirect | ||||
COMMON STOCK | 2015-08-28 | 0 | $0.00 | 10,206 | indirect | ||||
COMMON STOCK | 2015-08-28 | 0 | $0.00 | 2,566 | indirect | ||||
COMMON STOCK | 2015-08-28 | 0 | $0.00 | 9,055 | indirect | ||||
COMMON STOCK | 2015-08-28 | 0 | $0.00 | 6,202 | indirect |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | the purchases were effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person in multiple transactions at prices ranging from $9.71 to $9.74, inclusive. the price reported in column 4 is the weighted average price. the reporting person undertakes to provide, upon request, full information regarding the number of shares purchased in each transaction. |
f2 | the purchases were effected pursuant to a rule 10b5-1 trading plan adopted by franklin square holdings, l.p. in multiple transactions at prices ranging from $9.71 to $9.74, inclusive. the price reported in column 4 is the weighted average price. the reporting person undertakes to provide, upon request, full information regarding the number of shares purchased in each transaction. the reporting person disclaims beneficial ownership of any shares held by franklin square holdings, l.p. that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of section 16 or for any other purpose. |
f3 | includes shares received through stock distributions and shares received on account of reinvested distributions. |