Accession Number: | 0001610375-15-000002 |
Date: | 2015-08-27 |
Issuer: | YODLEE INC (YDLE) |
Original Submission Date: |
CONNORS ERIC
C/O YODLEE, INC.
3600 BRIDGE PARKWAY, SUITE 200
REDWOOD CITY, CA 94065
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2015-08-27 | M | 2,100 | a | $3.30 | 8,710 | direct | ||
COMMON STOCK | 2015-08-27 | S | 2,100 | d | $15.92 | 6,610 | direct | ||
COMMON STOCK | 2015-08-28 | M | 2,100 | a | $3.30 | 8,710 | direct | ||
COMMON STOCK | 2015-08-28 | S | 2,100 | d | $16.14 | 6,610 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 3.3 | 2015-08-27 | deemed execution date | M | 2,100 (d) | 2008-07-10 | 2017-07-24 | common stock 2,100 | $3.30 | 26,100 | direct | |
EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 3.3 | 2015-08-28 | deemed execution date | M | 2,100 (d) | 2008-07-10 | 2017-07-24 | common stock 2,100 | $3.30 | 24,000 | direct |
ID | footnote |
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f1 | the sales reported on this form 4 were made pursuant to a rule 10b5-1 trading plan adopted by the reporting person on december 15, 2014. |
f2 | the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $15.75 to $15.98, inclusive. the reporting person undertakes to provide yodlee, inc., any security holder of yodlee, inc. or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
f3 | the price reported in column is a weighted average price. these shares were sold in multiple transactions at prices ranging from $16.05 to $16.24, inclusive. the reporting person undertakes to provide yodlee, inc., any security holder of yodlee, inc. or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |