Form Type: 4

SEC EDGAR Link
Accession Number:0001610375-15-000002
Date:2015-08-27
Issuer: YODLEE INC (YDLE)
Original Submission Date:

Reporting Person:

CONNORS ERIC
C/O YODLEE, INC.
3600 BRIDGE PARKWAY, SUITE 200 REDWOOD CITY, CA 94065

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2015-08-27 M 2,100 a $3.30 8,710 direct
COMMON STOCK 2015-08-27 S 2,100 d $15.92 6,610 direct
COMMON STOCK 2015-08-28 M 2,100 a $3.30 8,710 direct
COMMON STOCK 2015-08-28 S 2,100 d $16.14 6,610 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 3.3 2015-08-27 deemed execution date M 2,100 (d) 2008-07-10 2017-07-24 common stock 2,100 $3.30 26,100 direct
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 3.3 2015-08-28 deemed execution date M 2,100 (d) 2008-07-10 2017-07-24 common stock 2,100 $3.30 24,000 direct
Footnotes
IDfootnote
f1 the sales reported on this form 4 were made pursuant to a rule 10b5-1 trading plan adopted by the reporting person on december 15, 2014.
f2 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $15.75 to $15.98, inclusive. the reporting person undertakes to provide yodlee, inc., any security holder of yodlee, inc. or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f3 the price reported in column is a weighted average price. these shares were sold in multiple transactions at prices ranging from $16.05 to $16.24, inclusive. the reporting person undertakes to provide yodlee, inc., any security holder of yodlee, inc. or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
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