Accession Number: | 0001127602-15-028979 |
Date: | 2015-10-08 |
Issuer: | CARNIVAL PLC (CUK) |
Original Submission Date: |
THAMM MICHAEL OLAF
C/O CARNIVAL CORPORATION
3655 N.W. 87TH AVENUE
MIAMI, FL 33178
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
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ORDINARY SHARES | 2015-10-08 | A | 427 | a | $0.00 | 52,427 | direct | ||
ORDINARY SHARES | 2015-10-08 | S | 6,943 | d | $50.64 | 45,484 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | represents settlement of dividend equivalents accumulated during the restricted period of a restricted stock unit award which has now vested. |
f2 | the transaction was conducted in british pounds. the sale price of gbp33.066 was converted into us$ at the october 8, 2015 conversion rate of gbp1 = usd1.5316. |
f3 | includes shares acquired pursuant to the dividend reinvestment feature of the reporting person's brokerage account. |