Form Type: 4

SEC EDGAR Link
Accession Number:0001127602-15-028979
Date:2015-10-08
Issuer: CARNIVAL PLC (CUK)
Original Submission Date:

Reporting Person:

THAMM MICHAEL OLAF
C/O CARNIVAL CORPORATION
3655 N.W. 87TH AVENUE MIAMI, FL 33178

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
ORDINARY SHARES 2015-10-08 A 427 a $0.00 52,427 direct
ORDINARY SHARES 2015-10-08 S 6,943 d $50.64 45,484 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 represents settlement of dividend equivalents accumulated during the restricted period of a restricted stock unit award which has now vested.
f2 the transaction was conducted in british pounds. the sale price of gbp33.066 was converted into us$ at the october 8, 2015 conversion rate of gbp1 = usd1.5316.
f3 includes shares acquired pursuant to the dividend reinvestment feature of the reporting person's brokerage account.
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