Form Type: 4

SEC EDGAR Link
Accession Number:0001611953-15-000065
Date:2015-10-09
Issuer: NBT BANCORP INC (NBTB)
Original Submission Date:

Reporting Person:

CHEWENS MICHAEL J
52 SOUTH BROAD STREET
NORWICH, NY 13815

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
NBT BANCORP INC. COMMON STOCK 2015-10-09 M 8,775 a $25.76 55,033 direct
NBT BANCORP INC. COMMON STOCK 2015-10-09 S 8,775 d $27.50 46,258 direct
NBT BANCORP INC. COMMON STOCK 2015-10-12 M 18,000 a $25.38 64,258 direct
NBT BANCORP INC. COMMON STOCK 2015-10-12 S 18,000 d $27.50 46,258 direct
NBT BANCORP INC. COMMON STOCK 2015-10-12 M 10,925 a $25.76 57,183 direct
NBT BANCORP INC. COMMON STOCK 2015-10-12 S 10,925 d $27.50 46,258 direct
NBT BANCORP INC. COMMON STOCK 2015-10-09 0 $0.00 14,623 indirect
NBT BANCORP INC. COMMON STOCK 2015-10-09 0 $0.00 3,923 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
NON-QUALIFIED STOCK OPTION (RIGHT TO BUY) 25.38 2015-10-12 deemed execution date M 18,000 (d) 2010-01-15 2019-01-15 nbt bancorp inc. common stock 18,000 $25.38 0 direct
NON-QUALIFIED STOCK OPTION (RIGHT TO BUY) 25.762 2015-10-09 deemed execution date M 8,775 (d) 2008-01-01 2017-01-01 nbt bancorp inc. common stock 8,775 $25.76 10,925 direct
NON-QUALIFIED STOCK OPTION (RIGHT TO BUY) 25.762 2015-10-12 deemed execution date M 10,925 (d) 2008-01-01 2017-01-01 nbt bancorp inc. common stock 10,925 $25.76 0 direct
Footnotes
IDfootnote
f1 pursuant to nbt bancorp inc. omnibus stock option agreement the grant vests 40% for first year, 20% annually for following years.
f2 pursuant to nbt bancorp inc. 1993 stock option plan grant vests 40% for first year, 20% annually for following years.
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