Accession Number: | 0001611953-15-000065 |
Date: | 2015-10-09 |
Issuer: | NBT BANCORP INC (NBTB) |
Original Submission Date: |
CHEWENS MICHAEL J
52 SOUTH BROAD STREET
NORWICH, NY 13815
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
NBT BANCORP INC. COMMON STOCK | 2015-10-09 | M | 8,775 | a | $25.76 | 55,033 | direct | ||
NBT BANCORP INC. COMMON STOCK | 2015-10-09 | S | 8,775 | d | $27.50 | 46,258 | direct | ||
NBT BANCORP INC. COMMON STOCK | 2015-10-12 | M | 18,000 | a | $25.38 | 64,258 | direct | ||
NBT BANCORP INC. COMMON STOCK | 2015-10-12 | S | 18,000 | d | $27.50 | 46,258 | direct | ||
NBT BANCORP INC. COMMON STOCK | 2015-10-12 | M | 10,925 | a | $25.76 | 57,183 | direct | ||
NBT BANCORP INC. COMMON STOCK | 2015-10-12 | S | 10,925 | d | $27.50 | 46,258 | direct | ||
NBT BANCORP INC. COMMON STOCK | 2015-10-09 | 0 | $0.00 | 14,623 | indirect | ||||
NBT BANCORP INC. COMMON STOCK | 2015-10-09 | 0 | $0.00 | 3,923 | indirect |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
NON-QUALIFIED STOCK OPTION (RIGHT TO BUY) | 25.38 | 2015-10-12 | deemed execution date | M | 18,000 (d) | 2010-01-15 | 2019-01-15 | nbt bancorp inc. common stock 18,000 | $25.38 | 0 | direct | |
NON-QUALIFIED STOCK OPTION (RIGHT TO BUY) | 25.762 | 2015-10-09 | deemed execution date | M | 8,775 (d) | 2008-01-01 | 2017-01-01 | nbt bancorp inc. common stock 8,775 | $25.76 | 10,925 | direct | |
NON-QUALIFIED STOCK OPTION (RIGHT TO BUY) | 25.762 | 2015-10-12 | deemed execution date | M | 10,925 (d) | 2008-01-01 | 2017-01-01 | nbt bancorp inc. common stock 10,925 | $25.76 | 0 | direct |
ID | footnote |
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f1 | pursuant to nbt bancorp inc. omnibus stock option agreement the grant vests 40% for first year, 20% annually for following years. |
f2 | pursuant to nbt bancorp inc. 1993 stock option plan grant vests 40% for first year, 20% annually for following years. |