Accession Number: | 0001209191-15-075196 |
Date: | 2015-10-13 |
Issuer: | ACLARIS THERAPEUTICS, INC. (ACRS) |
Original Submission Date: |
SOFINNOVA VENTURE PARTNERS VIII, L.P.
SOFINNOVA VENTURES, 3000
SAND HILL ROAD, 4-250
MENLO PARK, CA 94025
SOFINNOVA MANAGEMENT VIII, L.L.C.
SOFINNOVA VENTURES, 3000
SAND HILL ROAD, 4-250
MENLO PARK, CA 94025
HEALY JAMES
SOFINNOVA VENTURES, 3000
SAND HILL ROAD, 4-250
MENLO PARK, CA 94025
AKKARAJU SRINIVAS
SOFINNOVA VENTURES, 3000
SAND HILL ROAD, 4-250
MENLO PARK, CA 94025
POWELL MICHAEL
SOFINNOVA VENTURES, 3000
SAND HILL ROAD, 4-250
MENLO PARK, CA 94025
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2015-10-13 | C | 1,880,390 | a | $0.00 | 1,880,390 f3 | direct | ||
COMMON STOCK | 2015-10-13 | P | 409,090 | a | $11.00 | 2,289,480 f3 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
SERIES A PREFERRED STOCK | 0.0 | 2015-10-13 | deemed execution date | C | 2,000,000 (d) | common stock 579,710 | $0.00 | 0 | direct | |||
SERIES B PREFERRED STOCK | 0.0 | 2015-10-13 | deemed execution date | C | 2,424,242 (d) | common stock 702,678 | $0.00 | 0 | direct | |||
SERIES C PREFERRED STOCK | 0.0 | 2015-10-13 | deemed execution date | C | 2,063,107 (d) | common stock 598,002 | $0.00 | 0 | direct |
ID | footnote |
---|---|
f1 | the total represents shares received upon conversion of shares of series a preferred stock, series b preferred stock and series c preferred stock. |
f2 | effective upon the closing of the issuer's initial public offering of its common stock, each share of preferred stock automatically converted into 0.289855 shares of common stock. the preferred stock had no expiration date. |
f3 | the shares are held of record by sofinnova venture partners viii, l.p. ("svp viii"). sofinnova management viii, l.l.c. ("sm viii") is the general partner of svp viii. the individual managing members of svp viii are michael powell, james healy, srinivas akkaraju and anand mehra, and they may be deemed to share voting and dispositive power over the shares held by svp viii. such persons and entities disclaim beneficial ownership over the shares held by svp viii except to the extent of any pecuniary interest therein. |