Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-15-075216
Date:2015-10-09
Issuer: CU BANCORP (CUNB)
Original Submission Date:

Reporting Person:

HOLMAN DAVID C
C/O CU BANCORP
15821 VENTURA BLVD, SUITE 100 ENCINO, CA 91436

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2015-10-09 M 649 a $7.59 141,279 direct
COMMON STOCK 2015-10-09 S 402 d $22.40 140,877 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
OPTIONS TO PURCHASE COMMON STOCK 7.59 2015-10-09 deemed execution date M 649 (d) 2016-06-21 common stock 69,272 $7.59 68,623 direct
Footnotes
IDfootnote
f1 includes shares of restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurance of certain events specified in the restricted stock grant.
f2 the transactions reported on this form 4 were effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person on september 4, 2015.
f3 represents the aggregate of sales effected on the same day at different prices.
f4 this figure represents the weighted average sale price for all transactions, which are being aggregated and reported on a single line, as the transactions were all effectuated within a one dollar range, ranging from $22.31 to $22.52 per share. the reporting person will provide to the commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or soled at each separate price.
f5 as of filing date, the stock option grant is 100% vested and immediately exercisable.
WhaleWisdom Logo

Elevate your investments