Form Type: 4

SEC EDGAR Link
Accession Number:0001316507-15-000087
Date:2015-10-13
Issuer: CALAMOS DYNAMIC CONVERTIBLE & INCOME FUND (CCD)
Original Submission Date:

Reporting Person:

CALAMOS JOHN P SR
2020 CALAMOS COURT
NAPERVILLE, IL 60563

Reporting Person:

CALAMOS ADVISORS LLC
2020 CALAMOS COURT
NAPERVILLE, IL 60563

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2015-10-13 P 100 a $18.79 430,624 indirect
COMMON STOCK 2015-10-13 P 100 a $18.80 430,724 indirect
COMMON STOCK 2015-10-13 P 300 a $18.81 431,024 indirect
COMMON STOCK 2015-10-13 P 100 a $18.85 431,124 indirect
COMMON STOCK 2015-10-13 P 400 a $18.88 431,524 indirect
COMMON STOCK 2015-10-13 P 200 a $18.89 431,724 indirect
COMMON STOCK 2015-10-13 P 600 a $18.96 432,324 indirect
COMMON STOCK 2015-10-13 P 327 a $18.97 432,651 indirect
COMMON STOCK 2015-10-13 P 200 a $19.00 432,851 indirect
COMMON STOCK 2015-10-13 P 100 a $19.04 432,951 indirect
COMMON STOCK 2015-10-13 P 508 a $19.06 433,459 indirect
COMMON STOCK 2015-10-13 P 400 a $19.07 433,859 indirect
COMMON STOCK 2015-10-13 P 200 a $19.08 434,059 indirect
COMMON STOCK 2015-10-13 P 100 a $19.09 434,159 indirect
COMMON STOCK 2015-10-13 P 100 a $19.11 434,259 indirect
COMMON STOCK 2015-10-13 P 100 a $19.14 434,359 indirect
COMMON STOCK 2015-10-13 P 300 a $19.17 434,659 indirect
COMMON STOCK 2015-10-13 P 300 a $19.24 434,959 indirect
COMMON STOCK 2015-10-13 P 300 a $19.25 435,259 indirect
COMMON STOCK 2015-10-13 P 300 a $19.27 435,559 indirect
COMMON STOCK 2015-10-13 P 200 a $19.28 435,759 indirect
COMMON STOCK 2015-10-13 P 200 a $19.30 435,959 indirect
COMMON STOCK 2015-10-13 P 200 a $19.31 436,159 indirect
COMMON STOCK 2015-10-13 P 100 a $19.42 436,259 indirect
COMMON STOCK 2015-10-13 P 22 a $19.44 436,281 indirect
COMMON STOCK 2015-10-13 P 778 a $19.45 437,059 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 the share purchases in this form 4 are not directly for the individual, personal accounts of john p. calamos, sr. these transactions reflect purchases made by calamos advisors llc (cal), calamos dynamic convertible and income fund's investment advisor. cal is a wholly owned subsidiary of calamos investments llc (cillc). john p. calamos, sr. owns a controlling interest in calamos family partners, inc., which in turn owns 77.8% of cillc, and is the chairman, ceo, and global co-cio of calamos asset management, inc., which owns 22.2% of, and is the sole manager of, cillc. as a result, john p. calamos, sr. is required to file this form 4 to reflect indirect beneficial ownership of shares owned by cal.
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