Accession Number: | 0001316507-15-000087 |
Date: | 2015-10-13 |
Issuer: | CALAMOS DYNAMIC CONVERTIBLE & INCOME FUND (CCD) |
Original Submission Date: |
CALAMOS JOHN P SR
2020 CALAMOS COURT
NAPERVILLE, IL 60563
CALAMOS ADVISORS LLC
2020 CALAMOS COURT
NAPERVILLE, IL 60563
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2015-10-13 | P | 100 | a | $18.79 | 430,624 | indirect | ||
COMMON STOCK | 2015-10-13 | P | 100 | a | $18.80 | 430,724 | indirect | ||
COMMON STOCK | 2015-10-13 | P | 300 | a | $18.81 | 431,024 | indirect | ||
COMMON STOCK | 2015-10-13 | P | 100 | a | $18.85 | 431,124 | indirect | ||
COMMON STOCK | 2015-10-13 | P | 400 | a | $18.88 | 431,524 | indirect | ||
COMMON STOCK | 2015-10-13 | P | 200 | a | $18.89 | 431,724 | indirect | ||
COMMON STOCK | 2015-10-13 | P | 600 | a | $18.96 | 432,324 | indirect | ||
COMMON STOCK | 2015-10-13 | P | 327 | a | $18.97 | 432,651 | indirect | ||
COMMON STOCK | 2015-10-13 | P | 200 | a | $19.00 | 432,851 | indirect | ||
COMMON STOCK | 2015-10-13 | P | 100 | a | $19.04 | 432,951 | indirect | ||
COMMON STOCK | 2015-10-13 | P | 508 | a | $19.06 | 433,459 | indirect | ||
COMMON STOCK | 2015-10-13 | P | 400 | a | $19.07 | 433,859 | indirect | ||
COMMON STOCK | 2015-10-13 | P | 200 | a | $19.08 | 434,059 | indirect | ||
COMMON STOCK | 2015-10-13 | P | 100 | a | $19.09 | 434,159 | indirect | ||
COMMON STOCK | 2015-10-13 | P | 100 | a | $19.11 | 434,259 | indirect | ||
COMMON STOCK | 2015-10-13 | P | 100 | a | $19.14 | 434,359 | indirect | ||
COMMON STOCK | 2015-10-13 | P | 300 | a | $19.17 | 434,659 | indirect | ||
COMMON STOCK | 2015-10-13 | P | 300 | a | $19.24 | 434,959 | indirect | ||
COMMON STOCK | 2015-10-13 | P | 300 | a | $19.25 | 435,259 | indirect | ||
COMMON STOCK | 2015-10-13 | P | 300 | a | $19.27 | 435,559 | indirect | ||
COMMON STOCK | 2015-10-13 | P | 200 | a | $19.28 | 435,759 | indirect | ||
COMMON STOCK | 2015-10-13 | P | 200 | a | $19.30 | 435,959 | indirect | ||
COMMON STOCK | 2015-10-13 | P | 200 | a | $19.31 | 436,159 | indirect | ||
COMMON STOCK | 2015-10-13 | P | 100 | a | $19.42 | 436,259 | indirect | ||
COMMON STOCK | 2015-10-13 | P | 22 | a | $19.44 | 436,281 | indirect | ||
COMMON STOCK | 2015-10-13 | P | 778 | a | $19.45 | 437,059 | indirect |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | the share purchases in this form 4 are not directly for the individual, personal accounts of john p. calamos, sr. these transactions reflect purchases made by calamos advisors llc (cal), calamos dynamic convertible and income fund's investment advisor. cal is a wholly owned subsidiary of calamos investments llc (cillc). john p. calamos, sr. owns a controlling interest in calamos family partners, inc., which in turn owns 77.8% of cillc, and is the chairman, ceo, and global co-cio of calamos asset management, inc., which owns 22.2% of, and is the sole manager of, cillc. as a result, john p. calamos, sr. is required to file this form 4 to reflect indirect beneficial ownership of shares owned by cal. |