Accession Number: | 0001209191-15-075341 |
Date: | 2015-10-09 |
Issuer: | TRACON PHARMACEUTICALS, INC. (TCON) |
Original Submission Date: |
JAFCO SUPER V3 INVESTMENT LIMITED PARTNERSHIP
OTEMACHI FIRST SQUARE, WEST TOWER 11F
1-5-1 OTEMACHI, CHIYODA-KU
TOKYO, M0 100-0004
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
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COMMON STOCK | 2015-10-09 | S | 1,448 | d | $10.01 | 1,505,573 | direct | ||
COMMON STOCK | 2015-10-13 | S | 1,720 | d | $10.01 | 1,503,853 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | this transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $10.00 to $10.05. the price reported in this column reflects the weighted average sale price. the reporting person will provide upon request to the sec staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
f2 | this transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $10.00 to $10.05. the price reported in this column reflects the weighted average sale price. the reporting person will provide upon request to the sec staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |