Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-15-075341
Date:2015-10-09
Issuer: TRACON PHARMACEUTICALS, INC. (TCON)
Original Submission Date:

Reporting Person:

JAFCO SUPER V3 INVESTMENT LIMITED PARTNERSHIP
OTEMACHI FIRST SQUARE, WEST TOWER 11F
1-5-1 OTEMACHI, CHIYODA-KU TOKYO, M0 100-0004

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2015-10-09 S 1,448 d $10.01 1,505,573 direct
COMMON STOCK 2015-10-13 S 1,720 d $10.01 1,503,853 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 this transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $10.00 to $10.05. the price reported in this column reflects the weighted average sale price. the reporting person will provide upon request to the sec staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
f2 this transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $10.00 to $10.05. the price reported in this column reflects the weighted average sale price. the reporting person will provide upon request to the sec staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
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