| Accession Number: | 0001144204-15-068402 |
| Date: | 2015-11-24 |
| Issuer: | WHITEHORSE FINANCE, INC. (WHF) |
| Original Submission Date: |
BOLDUC JOHN
1450 BRICKELL AVENUE, 31ST FLOOR
MIAMI, FL 33131
| Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
|---|---|---|---|---|---|---|---|---|---|
| COMMON STOCK, PAR VALUE $0.001 PER SHARE | 2015-11-24 | P | 28,512 | a | $13.55 | 157,146 | direct |
| Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| SUBSCRIPTION RIGHTS | 13.55 | 2015-11-20 | deemed execution date | O | 128,634 (a) | 2015-10-23 | 2015-11-20 | common stock, par value $0.001 per share 28,512 | $13.55 | 0 | direct |
| ID | footnote |
|---|---|
| f1 | subscription rights received pursuant to a pro rata distribution thereof to stockholders of record of whitehorse finance, inc. as of october 23, 2015 in connection with a rights offering. the subscription rights entitled stockholders of record to purchase one new share of common stock for every 4.511505 rights held. stockholders of record who fully exercised their rights were entitled to subscribe for additional shares of common stock that remained unsubscribed as a result of any unexercised rights. |
