Form Type: 4

SEC EDGAR Link
Accession Number:0001316507-16-000166
Date:2016-02-12
Issuer: CALAMOS DYNAMIC CONVERTIBLE & INCOME FUND (CCD)
Original Submission Date:

Reporting Person:

CALAMOS JOHN P SR
2020 CALAMOS COURT
NAPERVILLE, IL 60563

Reporting Person:

CALAMOS ADVISORS LLC
2020 CALAMOS COURT
NAPERVILLE, IL 60563

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2016-02-12 P 430 a $15.04 1,007,622 indirect
COMMON STOCK 2016-02-12 P 100 a $15.06 1,007,722 indirect
COMMON STOCK 2016-02-12 P 783 a $15.07 1,008,505 indirect
COMMON STOCK 2016-02-12 P 100 a $15.08 1,008,605 indirect
COMMON STOCK 2016-02-12 P 300 a $15.09 1,008,905 indirect
COMMON STOCK 2016-02-12 P 400 a $15.10 1,009,305 indirect
COMMON STOCK 2016-02-12 P 200 a $15.12 1,009,505 indirect
COMMON STOCK 2016-02-12 P 100 a $15.15 1,009,605 indirect
COMMON STOCK 2016-02-12 P 200 a $15.16 1,009,805 indirect
COMMON STOCK 2016-02-12 P 480 a $15.18 1,010,285 indirect
COMMON STOCK 2016-02-12 P 180 a $15.20 1,010,465 indirect
COMMON STOCK 2016-02-12 P 1,560 a $15.21 1,012,025 indirect
COMMON STOCK 2016-02-12 P 980 a $15.22 1,013,005 indirect
COMMON STOCK 2016-02-12 P 624 a $15.23 1,013,629 indirect
COMMON STOCK 2016-02-12 P 1,400 a $15.24 1,015,029 indirect
COMMON STOCK 2016-02-12 P 150 a $15.27 1,015,179 indirect
COMMON STOCK 2016-02-12 P 213 a $15.29 1,015,392 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 the share purchases in this form 4 are not directly for the individual, personal accounts of john p. calamos, sr. these transactions reflect purchases made by calamos advisors llc (cal), calamos dynamic convertible and income fund's investment advisor. cal is a wholly owned subsidiary of calamos investments llc (cillc). john p. calamos, sr. owns a controlling interest in calamos family partners, inc., which in turn owns 77.8% of cillc, and is the chairman, ceo, and global co-cio of calamos asset management, inc., which owns 22.2% of, and is the sole manager of, cillc. as a result, john p. calamos, sr. is required to file this form 4 to reflect indirect beneficial ownership of shares owned by cal.
WhaleWisdom Logo

Elevate your investments