Schedule 13G/A

Filed by: DODGE & COX
Total Shares: 153,941,671
Subject Company: Nokia Corp. ADR Class A ADR - View Complete Ownership History Backtest
Filed as of Date: 02/13/2014
Event Date: 12/31/2013
Overall % Ownership: 8.6
Theoretical performance if you bought this security on the day the filing was released.
Perf 1d Perf 5d Perf 1m Perf 6m Perf 1y Max Gain # Days to Max Gain Max Loss # Days to Max Loss
-0.8333 3.6111 1.9444 15.7148 18.9785 28.4731 155 -2.3611 51

Reporting Persons

Name Sole
Voting Power
Shared
Voting Power
Sole
Dispositive Power
Shared
Dispositive Power
Aggregate
Amount Owned
Percent
of class
Dodge & Cox 146,564,271 0 153,941,671 0 153,941,671 8.6%
View Original Filing on Edgar's

Raw Filing Contents

0001193125-14-051320.txt : 20140213
0001193125-14-051320.hdr.sgml : 20140213
20140213164659
ACCESSION NUMBER:		0001193125-14-051320
CONFORMED SUBMISSION TYPE:	SC 13G/A
PUBLIC DOCUMENT COUNT:		1
FILED AS OF DATE:		20140213
DATE AS OF CHANGE:		20140213

SUBJECT COMPANY:	

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			NOKIA CORP
		CENTRAL INDEX KEY:			0000924613
		STANDARD INDUSTRIAL CLASSIFICATION:	RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663]
		IRS NUMBER:				000000000
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		SC 13G/A
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	005-43411
		FILM NUMBER:		14606849

	BUSINESS ADDRESS:	
		STREET 1:		KEILALAHDENTIE 4
		STREET 2:		P O BOX 226
		CITY:			ESPOO FINLAND
		STATE:			H9
		ZIP:			00000
		BUSINESS PHONE:		0358018071

	MAIL ADDRESS:	
		STREET 1:		KEILALAHDENTIE 4
		STREET 2:		P O BOX 226
		CITY:			ESPOO
		STATE:			H9
		ZIP:			02150

FILED BY:		

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			DODGE & COX
		CENTRAL INDEX KEY:			0000200217
		STANDARD INDUSTRIAL CLASSIFICATION:	UNKNOWN SIC - 0000 [0000]
		IRS NUMBER:				000000000
		STATE OF INCORPORATION:			CA
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		SC 13G/A

	BUSINESS ADDRESS:	
		STREET 1:		555 CALIFORNIA STREET
		STREET 2:		40TH FLOOR
		CITY:			SAN FRANCISCO
		STATE:			CA
		ZIP:			94104
		BUSINESS PHONE:		4159811710

	MAIL ADDRESS:	
		STREET 1:		555 CALIFORNIA STREET
		STREET 2:		40TH FLOOR
		CITY:			SAN FRANCISCO
		STATE:			CA
		ZIP:			94104
SC 13G/A 1 d673704dsc13ga.htm FORM SC 13G AMENDMENT NO. 2 FORM SC 13G AMENDMENT NO. 2

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

SCHEDULE 13G

UNDER THE SECURITIES EXCHANGE ACT OF 1934

(AMENDMENT NO. 2)*

 

 

Nokia Corporation

(Name of Issuer)

American Depositary Shares and Ordinary Shares

(Title of Class of Securities)

654902204

(CUSIP Number)

December 31, 2013

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

x Rule 13d-1(b)

¨ Rule 13d-1(c)

¨ Rule 13d-1(d)

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

 

PAGE 1 OF 4 PAGES


CUSIP NO. 654902204   13G  

 

  1   

NAME OF REPORTING PERSON

S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

 

Dodge & Cox                     94-1441976

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ¨        (b)  ¨

 

N/A

  3  

SEC USE ONLY

 

    

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

California - U.S.A.

NUMBER OF

SHARES

 BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

 

      5     

SOLE VOTING POWER

 

146,564,271 American Depositary Shares and 167,290,425 Ordinary Shares

      6     

SHARED VOTING POWER

 

0

      7     

SOLE DISPOSITIVE POWER

 

153,941,671 American Depositary Shares and 167,290,425 Ordinary Shares

      8     

SHARED DISPOSITIVE POWER

 

0

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

153,941,671 American Depositary Shares and 167,290,425 Ordinary Shares

10  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

N/A

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

8.6%

12  

TYPE OF REPORTING PERSON*

 

IA

 

 

PAGE 2 OF 4 PAGES


Item 1(a) Name of Issuer:

Nokia Corporation

 

Item 1(b) Address of Issuer’s Principal Executive Offices:

Keilalahdentie 4

PO Box 226

Espoo H9 02150

Finland

 

Item 2(a) Name of Person Filing:

Dodge & Cox

 

Item 2(b) Address of the Principal Office or, if none, Residence:

555 California Street, 40th Floor

San Francisco, CA 94104

 

Item 2(c) Citizenship:

California - U.S.A.

 

Item 2(d) Title of Class of Securities:

American Depositary Shares and Ordinary Shares

 

Item 2(e) CUSIP Number:

654902204

 

Item 3 If the Statement is being filed pursuant to Rule 13d-1(b), or 13d-2(b), check whether the person filing is a:

 

  (e) x     Investment Advisor registered under section 203 of the Investment Advisors Act of 1940

 

Item 4 Ownership:

 

  (a) Amount Beneficially Owned:

153,941,671 American Depositary Shares and 167,290,425 Ordinary Shares

 

  (b) Percent of Class:

8.6%

 

PAGE 3 OF 4 PAGES


  (c) Number of shares as to which such person has:

 

  (i) sole power to vote or direct the vote: 146,564,271 American Depositary Shares and 167,290,425 Ordinary Shares

 

  (ii) shared power to vote or direct the vote: 0

 

  (iii) sole power to dispose or to direct the disposition of: 153,941,671 American Depositary Shares and 167,290,425 Ordinary Shares

 

  (iv) shared power to dispose or to direct the disposition of: 0

 

Item 5 Ownership of Five Percent or Less of a Class:

Not applicable.

 

Item 6 Ownership of More than Five Percent on Behalf of Another Person:

The clients of Dodge & Cox, including investment companies registered under the Investment Company Act of 1940 and other managed accounts, have the right to receive or power to direct the receipt of dividends from, and the proceeds from the sale of, Nokia Corporation.

 

Item 7 Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company:

Not applicable.

 

Item 8 Identification and Classification of Members of the Group:

Not applicable.

 

Item 9 Notice of Dissolution of a Group:

Not applicable.

 

Item 10 Certification:

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect.

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Dated: February 13, 2014

 

    DODGE & COX
    By:  

/S/ THOMAS M. MISTELE

    Name:   Thomas M. Mistele
    Title:   COO & Senior Counsel

 

PAGE 4 OF 4 PAGES

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