Schedule 13G

Filed by: EMC CORP
Total Shares: 343,025,308
Subject Company: Vmware Inc - View Complete Ownership History Backtest
Filed as of Date: 02/11/2014
Event Date: 12/31/2013
Overall % Ownership: 79.71
Theoretical performance if you bought this security on the day the filing was released.
Perf 1d Perf 5d Perf 1m Perf 6m Perf 1y Max Gain # Days to Max Gain Max Loss # Days to Max Loss
0.5051 1.3647 13.4322 6.4152 -12.2609 20.1375 35 -19.3424 243

Reporting Persons

Name Sole
Voting Power
Shared
Voting Power
Sole
Dispositive Power
Shared
Dispositive Power
Aggregate
Amount Owned
Percent
of class
EMC Corporation 343,025,308 0 343,025,308 0 343,025,308 79.71%
View Original Filing on Edgar's

Raw Filing Contents

0000790070-14-000031.txt : 20140211
0000790070-14-000031.hdr.sgml : 20140211
20140211160852
ACCESSION NUMBER:		0000790070-14-000031
CONFORMED SUBMISSION TYPE:	SC 13G
PUBLIC DOCUMENT COUNT:		1
FILED AS OF DATE:		20140211
DATE AS OF CHANGE:		20140211

SUBJECT COMPANY:	

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			VMWARE, INC.
		CENTRAL INDEX KEY:			0001124610
		STANDARD INDUSTRIAL CLASSIFICATION:	SERVICES-PREPACKAGED SOFTWARE [7372]
		IRS NUMBER:				943292913
		STATE OF INCORPORATION:			DE
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		SC 13G
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	005-83098
		FILM NUMBER:		14594389

	BUSINESS ADDRESS:	
		STREET 1:		3401 HILLVIEW AVENUE
		CITY:			PALO ALTO
		STATE:			CA
		ZIP:			94304
		BUSINESS PHONE:		(650) 427-5000

	MAIL ADDRESS:	
		STREET 1:		3401 HILLVIEW AVENUE
		CITY:			PALO ALTO
		STATE:			CA
		ZIP:			94304

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	VMWARE INC
		DATE OF NAME CHANGE:	20000923

FILED BY:		

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			EMC CORP
		CENTRAL INDEX KEY:			0000790070
		STANDARD INDUSTRIAL CLASSIFICATION:	COMPUTER STORAGE DEVICES [3572]
		IRS NUMBER:				042680009
		STATE OF INCORPORATION:			MA
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		SC 13G

	BUSINESS ADDRESS:	
		STREET 1:		176 SOUTH STREET
		CITY:			HOPKINTON
		STATE:			MA
		ZIP:			01748-9103
		BUSINESS PHONE:		5082937208

	MAIL ADDRESS:	
		STREET 1:		176 SOUTH STREET
		CITY:			HOPKINTON
		STATE:			MA
		ZIP:			01748-9103
SC 13G 1 sch13gfor123113.htm SC 13G Sch 13G for 12/31/13


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G

Under the Securities Exchange Act of 1934
(Amendment No.__)*

VMware, Inc.

(Name of Issuer)


Class A Common Stock, par value $0.01 per share

(Title of Class of Securities)


928563402

(CUSIP Number)


December 31, 2013

(Date of Event Which Requires Filing of this Statement)
 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
¨
Rule 13d-1(b)
¨
Rule 13d-1(c)
ý
Rule 13d-1(d)

*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).






1. NAMES OF REPORTING PERSONS
EMC Corporation
 
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) ¨  
(b) ¨ 
 
3. SEC USE ONLY
 
 
 
4. CITIZENSHIP OR PLACE OF ORGANIZATION
Massachusetts
 
NUMBER OF SHARES BENEFICIALLY OWNED BY
EACH
REPORTING PERSON WITH:
 
5. SOLE VOTING POWER
343,025,308 shares of Class A Common Stock (1)
 
 
 
6. SHARED VOTING POWER
0
 
 
 
7. SOLE DISPOSITIVE POWER
343,025,308 shares of Class A Common Stock (1)
 
 
 
8. SHARED DISPOSITIVE POWER
0
 
 
 
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
343,025,308 shares of Class A Common Stock
 
10. CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(See Instructions) ¨
 
 
 
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
79.71% (2)
 
 
 
12. TYPE OF REPORTING PERSON (See Instructions)
CO
 
(1) Includes (i) 43,025,308 shares of Class A Common Stock and (ii) 300,000,000 shares of Class B Common Stock convertible into an equal number of shares of Class A Common Stock at any time. See Item 4. Assumes the conversion of the Class B Common Stock referred to above into shares of Class A Common Stock.
 
(2) Based on 430,366,009 shares of common stock issued and outstanding on October 24, 2013, as reported in the Issuer's Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission on November 7, 2013. Assumes the conversion of the Class B Common Stock referred to in footnote (1) into shares of Class A Common Stock.






Item 1.
 (a)
Name of Issuer:
VMware, Inc.
 (b)
Address of Issuer's Principal Executive Offices:
3401 Hillview Avenue, Palo Alto, CA 94304
 
 
Item 2.
 (a)
Name of Person Filing:
EMC Corporation
 (b)
Address or Principal Business Office or, if none, Residence:
176 South Street, Hopkinton, MA 01748
 (c)
Citizenship:
EMC Corporation is a Massachusetts corporation
 (d)
Title of Class of Securities:
Class A Common Stock, par value $0.01 per share
 (e)
CUSIP Number:
928563402
Item 3.
If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
(a)
¨
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
(b)
¨
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
(c)
¨
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
(d)
¨
Investment company registered under section 8 of the Investment Company Act of 1940
(15 U.S.C. 80a-8);
(e)
¨
An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
(f)
¨
An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
(g)
¨
A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);
(h)
¨
A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act
(12 U.S.C. 1813);
(i)
¨
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
(j)
¨
A non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J);
(k)
¨
Group, in accordance with §240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J), please specify the type of institution:_________________________
Item 4.
Ownership. Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
(a)
Amount Beneficially Owned:
See the response to Item 9 on the attached Cover Page
 
(b)
Percent of Class: 
See the response to Item 11 on the attached Cover Page
 
(c)
Number of shares as to which the person has:
 
 
 
(i)
Sole power to vote or to direct the vote:
See the response to Item 5 on the attached Cover Page
 
 
 
(ii)
Shared power to vote or to direct the vote:
See the response to Item 6 on the attached Cover Page
 
 
 
(iii)
Sole power to dispose or to direct the disposition of:
See the response to Item 7 on the attached Cover Page
 
 
 
(iv)
Shared power to dispose or to direct the disposition of:
See the response to Item 8 on the attached Cover Page
 






Item 5.
Ownership of Five Percent or Less of a Class.
Not applicable
 
 
Item 6.
Ownership of More than Five Percent on Behalf of Another Person.
Not applicable
 
 
Item 7.
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
Not applicable
 
 
Item 8.
Identification and Classification of Members of the Group.
Not applicable
 
 
Item 9.
Notice of Dissolution of Group.
Not applicable
 
 
Item 10.
Certifications.
Not applicable






SIGNATURES
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Dated: February 11, 2014

EMC CORPORATION


By:    /s/ Paul T. Dacier                                                Name:    Paul T. Dacier
Title:    Executive Vice President and General Counsel



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