Schedule 13D/A

Filed by: ESL PARTNERS, L.P.
Total Shares: 51,664,368
Subject Company: Sears Holdings Corp - View Complete Ownership History Backtest
Filed as of Date: 10/28/2014
Event Date: 10/26/2014
Overall % Ownership: 48.5
Theoretical performance if you bought this security on the day the filing was released.
Perf 1d Perf 5d Perf 1m Perf 6m Perf 1y Max Gain # Days to Max Gain Max Loss # Days to Max Loss
-1.1491 4.6854 -5.6575 16.6936 -31.6317 29.4616 146 -43.3478 192

Reporting Persons

Name Sole
Voting Power
Shared
Voting Power
Sole
Dispositive Power
Shared
Dispositive Power
Aggregate
Amount Owned
Percent
of class
ESL Partners, LP 21,992,640 0 21,992,640 25,226,096 47,218,736 44.3%
SPE I Partners, LP 1,939,872 0 1,939,872 0 1,939,872 1.8%
SPE Master I, LP 2,494,783 0 2,494,783 0 2,494,783 2.3%
RBS Partners, LP 26,427,295 0 26,427,295 25,226,096 51,653,391 48.5%
ESL Institutional Partners, LP 10,230 0 10,230 0 10,230 0.0%
RBS Investment Management, LLC 10,230 0 10,230 0 10,230 0.0%
CRK Partners, LLC 747 0 747 0 747 0.0%
ESL Investments, Inc 26,438,272 0 26,438,272 25,226,096 51,664,368 48.5%
Edward S Lampert 51,664,368 0 26,438,272 25,226,096 51,664,368 48.5%
View Original Filing on Edgar's

Raw Filing Contents

0001193125-14-385304.txt : 20141028
0001193125-14-385304.hdr.sgml : 20141028
20141028171854
ACCESSION NUMBER:		0001193125-14-385304
CONFORMED SUBMISSION TYPE:	SC 13D/A
PUBLIC DOCUMENT COUNT:		5
FILED AS OF DATE:		20141028
DATE AS OF CHANGE:		20141028
GROUP MEMBERS:		CRK PARTNERS, LLC
GROUP MEMBERS:		EDWARD S. LAMPERT
GROUP MEMBERS:		ESL INSTITUTIONAL PARTNERS, L.P.
GROUP MEMBERS:		ESL INVESTMENTS, INC.
GROUP MEMBERS:		RBS INVESTMENT MANAGEMENT, L.L.C.
GROUP MEMBERS:		RBS PARTNERS, L.P.
GROUP MEMBERS:		SPE I PARTNERS, LP
GROUP MEMBERS:		SPE MASTER I, LP

SUBJECT COMPANY:	

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			SEARS HOLDINGS CORP
		CENTRAL INDEX KEY:			0001310067
		STANDARD INDUSTRIAL CLASSIFICATION:	RETAIL-DEPARTMENT STORES [5311]
		IRS NUMBER:				201920798
		STATE OF INCORPORATION:			DE
		FISCAL YEAR END:			0201

	FILING VALUES:
		FORM TYPE:		SC 13D/A
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	005-80635
		FILM NUMBER:		141177970

	BUSINESS ADDRESS:	
		STREET 1:		3333 BEVERLY ROAD
		CITY:			HOFFMAN ESTATES
		STATE:			IL
		ZIP:			60179
		BUSINESS PHONE:		847-286-2500

	MAIL ADDRESS:	
		STREET 1:		3333 BEVERLY ROAD
		CITY:			HOFFMAN ESTATES
		STATE:			IL
		ZIP:			60179

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	Sears Holdings CORP
		DATE OF NAME CHANGE:	20041129

FILED BY:		

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			ESL PARTNERS, L.P.
		CENTRAL INDEX KEY:			0000923727
		IRS NUMBER:				222875193
		STATE OF INCORPORATION:			DE
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		SC 13D/A

	BUSINESS ADDRESS:	
		STREET 1:		1170 KANE CONCOURSE
		STREET 2:		SUITE 200
		CITY:			BAY HARBOR
		STATE:			FL
		ZIP:			33154
		BUSINESS PHONE:		305-702-2100

	MAIL ADDRESS:	
		STREET 1:		1170 KANE CONCOURSE
		STREET 2:		SUITE 200
		CITY:			BAY HARBOR
		STATE:			FL
		ZIP:			33154

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	ESL PARTNERS LP
		DATE OF NAME CHANGE:	19940524
SC 13D/A 1 d812412dsc13da.htm SC13D/A SC13D/A

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13D

Under the Securities Exchange Act of 1934

(Amendment No. 31) *

 

 

Sears Holdings Corporation

(Name of Issuer)

Common Shares

(Title of Class of Securities)

812350106

(CUSIP Number)

Janice V. Sharry, Esq.

Haynes and Boone, LLP

2323 Victory Avenue, Suite 700

Dallas, Texas 75219

(214) 651-5000

(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)

October 26, 2014

(Date of Event which Requires Filing of this Statement)

 

 

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. ¨

 

 

Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See §240.13d-7 for other parties to whom copies are to be sent.

 

 

 

*  The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934, as amended (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


CUSIP No. 812350106

 

  1.   

Names of Reporting Persons.

 

ESL Partners, L.P.

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  þ        (b)  ¨

 

  3.  

SEC Use Only

 

  4.  

Source of Funds (See Instructions)

 

OO

  5.  

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)  ¨

 

  6.  

Citizenship or Place of Organization

 

Delaware

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

 

     7.    

Sole Voting Power

 

21,992,640

     8.   

Shared Voting Power

 

0

     9.   

Sole Dispositive Power

 

21,992,640

   10.   

Shared Dispositive Power

 

25,226,096

11.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

47,218,736

12.  

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)  ¨

 

 

13.  

Percent of Class Represented by Amount in Row (11)

 

44.3% (1)

14.  

Type of Reporting Person (See Instructions)

 

PN

 

(1) Based upon 106,484,024 common shares outstanding as of October 17, 2014, as disclosed in Holdings’ Registration Statement on Form S-3 that was filed by Holdings with the Securities and Exchange Commission on October 20, 2014.


CUSIP No. 812350106  

 

  1.   

Names of Reporting Persons.

 

SPE I Partners, LP

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  þ        (b)  ¨

 

  3.  

SEC Use Only

 

  4.  

Source of Funds (See Instructions)

 

OO

  5.  

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) ¨

 

  6.  

Citizenship or Place of Organization

 

Delaware

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

 

     7.    

Sole Voting Power

 

1,939,872

     8.   

Shared Voting Power

 

0

     9.   

Sole Dispositive Power

 

1,939,872

   10.   

Shared Dispositive Power

 

0

11.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

1,939,872

12.  

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) ¨

 

13.  

Percent of Class Represented by Amount in Row (11)

 

1.8% (1)

14.  

Type of Reporting Person (See Instructions)

 

PN

 

(1) Based upon 106,484,024 common shares outstanding as of October 17, 2014, as disclosed in Holdings’ Registration Statement on Form S-3 that was filed by Holdings with the Securities and Exchange Commission on October 20, 2014.


CUSIP No. 812350106

 

  1.   

Names of Reporting Persons.

 

SPE Master I, LP

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  þ        (b)  ¨

 

  3.  

SEC Use Only

 

  4.  

Source of Funds (See Instructions)

 

OO

  5.  

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)  ¨

 

  6.  

Citizenship or Place of Organization

 

Delaware

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

 

     7.    

Sole Voting Power

 

2,494,783

     8.   

Shared Voting Power

 

0

     9.   

Sole Dispositive Power

 

2,494,783

   10.   

Shared Dispositive Power

 

0

11.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

2,494,783

12.  

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)  ¨

 

13.  

Percent of Class Represented by Amount in Row (11)

 

2.3% (1)

14.  

Type of Reporting Person (See Instructions)

 

PN

 

(1) Based upon 106,484,024 common shares outstanding as of October 17, 2014, as disclosed in Holdings’ Registration Statement on Form S-3 that was filed by Holdings with the Securities and Exchange Commission on October 20, 2014.


CUSIP No. 812350106

 

  1.   

Names of Reporting Persons.

 

RBS Partners, L.P.

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  þ        (b)  ¨

 

  3.  

SEC Use Only

 

  4.  

Source of Funds (See Instructions)

 

OO

  5.  

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)  ¨

 

  6.  

Citizenship or Place of Organization

 

Delaware

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

 

     7.    

Sole Voting Power

 

26,427,295

     8.   

Shared Voting Power

 

0

     9.   

Sole Dispositive Power

 

26,427,295

   10.   

Shared Dispositive Power

 

25,226,096

11.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

51,653,391

12.  

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)  ¨

 

13.  

Percent of Class Represented by Amount in Row (11)

 

48.5% (1)

14.  

Type of Reporting Person (See Instructions)

 

PN

 

(1) Based upon 106,484,024 common shares outstanding as of October 17, 2014, as disclosed in Holdings’ Registration Statement on Form S-3 that was filed by Holdings with the Securities and Exchange Commission on October 20, 2014.


CUSIP No. 812350106   

 

  1.   

Names of Reporting Persons.

 

ESL Institutional Partners, L.P.

  2.   

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  þ         (b)  ¨

 

  3.   

SEC Use Only

 

  4.   

Source of Funds (See Instructions)

 

OO

  5.   

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)  ¨

 

  6.   

Citizenship or Place of Organization

 

Delaware

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

 

     7.    

Sole Voting Power

 

10,230

     8.    

Shared Voting Power

 

0

     9.    

Sole Dispositive Power

 

10,230

   10.   

Shared Dispositive Power

 

0

11.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

10,230

12.  

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)  ¨

 

13.  

Percent of Class Represented by Amount in Row (11)

 

0.0% (1)

14.  

Type of Reporting Person (See Instructions)

 

PN

 

(1) Based upon 106,484,024 common shares outstanding as of October 17, 2014, as disclosed in Holdings’ Registration Statement on Form S-3 that was filed by Holdings with the Securities and Exchange Commission on October 20, 2014.


CUSIP No. 812350106  

 

  1.   

Names of Reporting Persons.

 

RBS Investment Management, L.L.C.

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  þ        (b)  ¨

 

  3.  

SEC Use Only

 

  4.  

Source of Funds (See Instructions)

 

OO

  5.  

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) ¨

 

  6.  

Citizenship or Place of Organization

 

Delaware

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

 

     7.    

Sole Voting Power

 

10,230

     8.   

Shared Voting Power

 

0

     9.   

Sole Dispositive Power

 

10,230

   10.   

Shared Dispositive Power

 

0

11.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

10,230

12.  

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) ¨

 

13.  

Percent of Class Represented by Amount in Row (11)

 

0.0% (1)

14.  

Type of Reporting Person (See Instructions)

 

OO

 

(1) Based upon 106,484,024 common shares outstanding as of October 17, 2014, as disclosed in Holdings’ Registration Statement on Form S-3 that was filed by Holdings with the Securities and Exchange Commission on October 20, 2014.


CUSIP No. 812350106  

 

  1.   

Names of Reporting Persons.

 

CRK Partners, LLC

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  þ         (b)  ¨

 

  3.  

SEC Use Only

 

  4.  

Source of Funds (See Instructions)

 

OO

  5.  

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)  ¨

 

  6.  

Citizenship or Place of Organization

 

Delaware

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

 

     7.    

Sole Voting Power

 

747

     8.   

Shared Voting Power

 

0

     9.   

Sole Dispositive Power

 

747

   10.   

Shared Dispositive Power

 

0

11.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

747

12.  

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)  ¨

 

13.  

Percent of Class Represented by Amount in Row (11)

 

0.0% (1)

14.  

Type of Reporting Person (See Instructions)

 

OO

 

(1) Based upon 106,484,024 common shares outstanding as of October 17, 2014, as disclosed in Holdings’ Registration Statement on Form S-3 that was filed by Holdings with the Securities and Exchange Commission on October 20, 2014.


CUSIP No. 812350106  

 

  1.   

Names of Reporting Persons.

 

ESL Investments, Inc.

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  þ        (b)  ¨

 

  3.  

SEC Use Only

 

  4.  

Source of Funds (See Instructions)

 

OO

  5.  

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) ¨

 

  6.  

Citizenship or Place of Organization

 

Delaware

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

 

     7.    

Sole Voting Power

 

26,438,272

     8.   

Shared Voting Power

 

0

     9.   

Sole Dispositive Power

 

26,438,272

   10.   

Shared Dispositive Power

 

25,226,096

11.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

51,664,368

12.  

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) ¨

 

13.  

Percent of Class Represented by Amount in Row (11)

 

48.5% (1)

14.  

Type of Reporting Person (See Instructions)

 

CO

 

(1) Based upon 106,484,024 common shares outstanding as of October 17, 2014, as disclosed in Holdings’ Registration Statement on Form S-3 that was filed by Holdings with the Securities and Exchange Commission on October 20, 2014.


CUSIP No. 812350106  

 

  1.   

Names of Reporting Persons.

 

Edward S. Lampert

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  þ        (b)  ¨

 

  3.  

SEC Use Only

 

  4.  

Source of Funds (See Instructions)

 

OO

  5.  

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) ¨

 

  6.  

Citizenship or Place of Organization

 

United States

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

 

     7.    

Sole Voting Power

 

51,664,368

     8.   

Shared Voting Power

 

0

     9.   

Sole Dispositive Power

 

26,438,272

   10.   

Shared Dispositive Power

 

25,226,096

11.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

51,664,368

12.  

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) ¨

 

13.  

Percent of Class Represented by Amount in Row (11)

 

48.5% (1)

14.  

Type of Reporting Person (See Instructions)

 

IN

 

(1) Based upon 106,484,024 common shares outstanding as of October 17, 2014, as disclosed in Holdings’ Registration Statement on Form S-3 that was filed by Holdings with the Securities and Exchange Commission on October 20, 2014.


This Amendment No. 31 to Schedule 13D (this “Amendment”) relates to common shares, par value $0.01 per share (the “Holdings Common Stock”), of Sears Holdings Corporation, a Delaware corporation (“Holdings”). This Amendment amends the Schedule 13D, as previously amended, filed with the Securities and Exchange Commission by ESL Partners, L.P., a Delaware limited partnership (“Partners”), SPE I Partners, LP, a Delaware limited partnership (“SPE I”), SPE Master I, LP, a Delaware limited partnership (“SPE Master I” and, together with SPE I, the “SPEs”), RBS Partners, L.P., a Delaware limited partnership (“RBS”), ESL Institutional Partners, L.P., a Delaware limited partnership (“Institutional”), RBS Investment Management, L.L.C., a Delaware limited liability company (“RBSIM”), CRK Partners, LLC, a Delaware limited liability company (“CRK LLC”), ESL Investments, Inc., a Delaware corporation (“ESL”), and Edward S. Lampert, a United States citizen, by furnishing the information set forth below. Except as otherwise specified in this Amendment, all previous Items are unchanged. Capitalized terms used herein which are not defined herein have the meanings given to them in the Schedule 13D, as previously amended, filed with the Securities and Exchange Commission.

 

Item 3. Source and Amount of Funds or Other Consideration.

Item 3 is hereby amended and supplemented as follows:

“Effective on October 26, 2014, in connection with the Rights Offering by Holdings to its stockholders, the SPEs privately sold all 4,434,655 subscription rights they received in the Rights Offering (collectively, the “Acquired Rights”) to both Partners and Mr. Lampert (together, the “Acquiring Reporting Persons”), at a price of $0.102 per subscription right, the closing price on October 24, 2014. Partners used working capital to privately purchase the Acquired Rights. Mr. Lampert used personal funds to privately purchase the Acquired Rights. The rights purchase agreements are attached hereto as Exhibits 99.11 – 99.14 and incorporated by reference herein.

On October 27, 2014, the Acquiring Reporting Persons exercised the Acquired Rights to purchase an aggregate of 1,665,847 Sears Canada Shares from Holdings for total cash consideration of $15,825,546.50. Partners used working capital to exercise the Acquired Rights to purchase Sears Canada Shares. Mr. Lampert used personal funds to exercise the Acquired Rights to purchase Sears Canada Shares.

The Acquiring Reporting Persons also exercised the over-subscription privileges associated with the Acquired Rights to acquire, upon completion of the Rights Offering, additional Sears Canada Shares, but only to the extent that such exercise would result in the Reporting Persons owning no more than 50,438,811 Sears Canada Shares upon completion of the Rights Offering (and, in any event, less than 50.0% of the Sears Canada Shares then outstanding).”

 

Item 4. Purpose of Transaction.

Item 4 is hereby amended and supplemented as follows:

“The SPEs are liquidating entities and do not make new investments, such as the exercise of subscription rights. Accordingly, on October 26, 2014, the SPEs privately sold all their subscription rights received in the Rights Offering to the Acquiring Reporting Persons.

On October 27, 2014, the Acquiring Reporting Persons exercised the Acquired Rights to purchase an aggregate of 1,665,847 Sears Canada Shares from Holdings.

The Acquiring Reporting Persons also exercised the over-subscription privileges associated with the Acquired Rights to acquire, upon completion of the Rights Offering, additional Sears Canada Shares, but only to the extent that such exercise would result in the Reporting Persons owning no more than 50,438,811 Sears Canada Shares upon completion of the Rights Offering (and, in any event, less than 50.0% of the Sears Canada Shares then outstanding).

Additionally, on October 18, 2014, in order to preserve the benefit of the Rights Offering for the shares of Holdings Common Stock scheduled to be issued to Mr. Lampert though January 31, 2015, in connection with his March 18, 2013 offer letter, the Compensation Committee of the Board of Directors of Holdings approved an award of additional shares of Holdings Common Stock to Mr. Lampert, the economic value to be based on the volume-weighted average trading price per subscription right for the 10 trading-day period beginning on October 16, 2014. The actual number of Holdings Common Stock to be awarded to Mr. Lampert will be determined by taking the economic value as set forth in the previous sentence divided by the volume-weighted average trading price per common share of Holdings Common Stock for the 10 trading-day period beginning on October 16, 2014.”


Item 6. Contracts, Arrangements, Understandings or Relationships With Respect to Securities of the Issuer.

Item 6 is hereby amended and supplemented as follows:

“The information set forth in Item 4 is incorporated by reference into this Item 6.”

 

Item 7. Material to be Filed as Exhibits.

Item 7 is hereby amended and restated in its entirety as follows:

“The following exhibits are filed as exhibits hereto:

 

Exhibit    Description of Exhibit
99.1    Amendment, dated March 22, 2005, to the Agreement, dated January 31, 2005, among Kmart Holding Corporation, Sears Holdings Corporation, ESL Partners, L.P., ESL Investors, L.L.C., ESL Institutional Partners, L.P. and CRK Partners II, L.P. (incorporated by reference to Exhibit L to the Amendment to Schedule 13D filed on April 1, 2005).
99.2    Acknowledgement, dated March 24, 2005, by Sears Holdings Corporation (relating to the assumption of the Registration Rights Agreement) (incorporated by reference to Exhibit K to the Amendment to Schedule 13D filed on April 1, 2005).
99.3    Letter Agreement, dated June 2, 2010, between ESL Partners, L.P. and Edward S. Lampert (incorporated by reference to Exhibit 8 to the Amendment to Schedule 13D filed on June 2, 2010).
99.5    Joint Filing Agreement (incorporated by reference to Exhibit 99.5 to the Amendment to Schedule 13D filed on March 11, 2013).
99.6    Form of Letter (incorporated by reference to Exhibit 10.30 to Holdings’ Annual Report on Form 10-K filed on March 20, 2013).
99.7    Loan Agreement, dated September 15, 2014, among Sears, Roebuck and Co., Sears Development Co. and Kmart Corporation, and JPP II, LLC and JPP, LLC (incorporated by reference to Exhibit 99.7 to the Amendment to Schedule 13D filed on September 16, 2014).
99.8    Participation Agreement, dated September 22, 2014, among PYOF 2014 Loans, LLC, and JPP II, LLC and JPP, LLC (incorporated by reference to Exhibit 99.8 to the Amendment to Schedule 13D filed on September 24, 2014).
99.9    Amended and Restated Participation Agreement, dated September 30, 2014, among PYOF 2014 Loans, LLC, The Fairholme Partnership, LP, and JPP II, LLC and JPP, LLC (incorporated herein by reference to Exhibit 99.9 to the Amendment to Schedule 13D filed on October 1, 2014).
99.10    Form of Subscription Rights Certificate (incorporated herein by reference to Exhibit 99.10 to the Amendment to Schedule 13D filed on October 17, 2014).
99.11    Rights Purchase Agreement, dated as of October 26, 2014, by and between SPE Master I, LP and ESL Partners, L.P. (filed herewith).
99.12    Rights Purchase Agreement, dated as of October 26, 2014, by and between SPE Master I, LP and Mr. Edward S. Lampert (filed herewith).
99.13    Rights Purchase Agreement, dated as of October 26, 2014, by and between SPE I Partners, LP and ESL Partners, L.P. (filed herewith).
99.14    Rights Purchase Agreement, dated as of October 26, 2014, by and between SPE I Partners, LP and Mr. Edward S. Lampert (filed herewith).”


SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Date: October 28, 2014

    ESL PARTNERS, L.P.
    By: RBS Partners, L.P., as its general partner
    By: ESL Investments, Inc., as its general partner
    By:  

/s/ Edward S. Lampert

    Name:   Edward S. Lampert
    Title:   Chief Executive Officer
    SPE I PARTNERS, LP
    By: RBS Partners, L.P., as its general partner
    By: ESL Investments, Inc., as its general partner
    By:  

/s/ Edward S. Lampert

    Name:   Edward S. Lampert
    Title:   Chief Executive Officer
    SPE MASTER I, LP
    By: RBS Partners, L.P., as its general partner
    By: ESL Investments, Inc., as its general partner
    By:  

/s/ Edward S. Lampert

    Name:   Edward S. Lampert
    Title:   Chief Executive Officer
    RBS PARTNERS, L.P.
    By: ESL Investments, Inc., as its general partner
    By:  

/s/ Edward S. Lampert

    Name:   Edward S. Lampert
    Title:   Chief Executive Officer
    ESL INSTITUTIONAL PARTNERS, L.P.
    By: RBS Investment Management, L.L.C., as its general partner
    By: ESL Investments, Inc., as its manager
    By:  

/s/ Edward S. Lampert

    Name:   Edward S. Lampert
    Title:   Chief Executive Officer


    RBS INVESTMENT MANAGEMENT, L.L.C.
    By: ESL Investments, Inc., as its manager
    By:  

/s/ Edward S. Lampert

    Name:   Edward S. Lampert
    Title:   Chief Executive Officer
    CRK PARTNERS, LLC
    By: ESL Investments, Inc., as its sole member
    By:  

/s/ Edward S. Lampert

    Name:   Edward S. Lampert
    Title:   Chief Executive Officer
    ESL INVESTMENTS, INC.
    By:  

/s/ Edward S. Lampert

    Name:   Edward S. Lampert
    Title:   Chief Executive Officer
    EDWARD S. LAMPERT
    By:  

/s/ Edward S. Lampert


EXHIBIT INDEX

 

Exhibit    Description of Exhibit
99.1    Amendment, dated March 22, 2005, to the Agreement, dated January 31, 2005, among Kmart Holding Corporation, Sears Holdings Corporation, ESL Partners, L.P., ESL Investors, L.L.C., ESL Institutional Partners, L.P. and CRK Partners II, L.P. (incorporated by reference to Exhibit L to the Amendment to Schedule 13D filed on April 1, 2005).
99.2    Acknowledgement, dated March 24, 2005, by Sears Holdings Corporation (relating to the assumption of the Registration Rights Agreement) (incorporated by reference to Exhibit K to the Amendment to Schedule 13D filed on April 1, 2005).
99.3    Letter Agreement, dated June 2, 2010, between ESL Partners, L.P. and Edward S. Lampert (incorporated by reference to Exhibit 8 to the Amendment to Schedule 13D filed on June 2, 2010).
99.5    Joint Filing Agreement (incorporated by reference to Exhibit 99.5 to the Amendment to Schedule 13D filed on March 11, 2013).
99.6    Form of Letter (incorporated by reference to Exhibit 10.30 to Holdings’ Annual Report on Form 10-K filed on March 20, 2013).
99.7    Loan Agreement, dated September 15, 2014, among Sears, Roebuck and Co., Sears Development Co. and Kmart Corporation, and JPP II, LLC and JPP, LLC (incorporated by reference to Exhibit 99.7 to the Amendment to Schedule 13D filed on September 16, 2014).
99.8    Participation Agreement, dated September 22, 2014, among PYOF 2014 Loans, LLC, and JPP II, LLC and JPP, LLC (incorporated by reference to Exhibit 99.8 to the Amendment to Schedule 13D filed on September 24, 2014).
99.9    Amended and Restated Participation Agreement, dated September 30, 2014, among PYOF 2014 Loans, LLC, The Fairholme Partnership, LP, and JPP II, LLC and JPP, LLC (incorporated herein by reference to Exhibit 99.9 to the Amendment to Schedule 13D filed on October 1, 2014).
99.10    Form of Subscription Rights Certificate (incorporated herein by reference to Exhibit 99.10 to the Amendment to Schedule 13D filed on October 17, 2014).
99.11    Rights Purchase Agreement, dated as of October 26, 2014, by and between SPE Master I, LP and ESL Partners, L.P. (filed herewith).
99.12    Rights Purchase Agreement, dated as of October 26, 2014, by and between SPE Master I, LP and Mr. Edward S. Lampert (filed herewith).
99.13    Rights Purchase Agreement, dated as of October 26, 2014, by and between SPE I Partners, LP and ESL Partners, L.P. (filed herewith).
99.14    Rights Purchase Agreement, dated as of October 26, 2014, by and between SPE I Partners, LP and Mr. Edward S. Lampert (filed herewith).
WhaleWisdom Logo

Elevate your investments