Schedule 13G/A

Filed by: EVERCORE TRUST COMPANY, N.A.
Total Shares: 26,618,275
Subject Company: General Dynamics Corp. (Electric Boat) - View Complete Ownership History Backtest
Filed as of Date: 02/11/2014
Event Date: 12/31/2013
Overall % Ownership: 7.56
Theoretical performance if you bought this security on the day the filing was released.
Perf 1d Perf 5d Perf 1m Perf 6m Perf 1y Max Gain # Days to Max Gain Max Loss # Days to Max Loss
0.4263 1.9764 3.3327 14.8399 35.7289 43.1439 203 0.0 1

Reporting Persons

Name Sole
Voting Power
Shared
Voting Power
Sole
Dispositive Power
Shared
Dispositive Power
Aggregate
Amount Owned
Percent
of class
Evercore Trust Company, NA264691954 0 26,618,275 0 26,618,275 26,618,275 7.56%
View Original Filing on Edgar's

Raw Filing Contents

0001172661-14-000327.txt : 20140211
0001172661-14-000327.hdr.sgml : 20140211
20140211133951
ACCESSION NUMBER:		0001172661-14-000327
CONFORMED SUBMISSION TYPE:	SC 13G/A
PUBLIC DOCUMENT COUNT:		1
FILED AS OF DATE:		20140211
DATE AS OF CHANGE:		20140211

SUBJECT COMPANY:	

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			GENERAL DYNAMICS CORP
		CENTRAL INDEX KEY:			0000040533
		STANDARD INDUSTRIAL CLASSIFICATION:	SHIP & BOAT BUILDING & REPAIRING [3730]
		IRS NUMBER:				131673581
		STATE OF INCORPORATION:			DE
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		SC 13G/A
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	005-19871
		FILM NUMBER:		14593022

	BUSINESS ADDRESS:	
		STREET 1:		2941 FAIRVIEW PARK DRIVE
		STREET 2:		SUITE 100
		CITY:			FALLS CHURCH
		STATE:			VA
		ZIP:			22042-4513
		BUSINESS PHONE:		7038763000

	MAIL ADDRESS:	
		STREET 1:		2941 FAIRVIEW PARK DRIVE
		STREET 2:		SUITE 100
		CITY:			FALLS CHURCH
		STATE:			VA
		ZIP:			22042-4513

FILED BY:		

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			Evercore Trust Company, N.A.
		CENTRAL INDEX KEY:			0001466052
		IRS NUMBER:				264691954
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		SC 13G/A

	BUSINESS ADDRESS:	
		STREET 1:		55 EAST 52ND STREET
		STREET 2:		23RD FLOOR
		CITY:			NEW YORK
		STATE:			NY
		ZIP:			10055
		BUSINESS PHONE:		646-264-2354

	MAIL ADDRESS:	
		STREET 1:		55 EAST 52ND STREET
		STREET 2:		23RD FLOOR
		CITY:			NEW YORK
		STATE:			NY
		ZIP:			10055
SC 13G/A 1 gd123113a1.htm SCHEDULE 13G AMENDMENT FILING



 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549

 

SCHEDULE 13G/A

 

Under the Securities Exchange Act of 1934

(Amendment No. 1)*



General Dynamics Corporation

(Name of Issuer)

 

Common Stock

(Title of Class of Securities)

 

369550108

(CUSIP Number)

 

 

December 31, 2013
(Date of Event Which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

x Rule 13d-1(b)

o Rule 13d-1(c)

o Rule 13d-1(d)

 

 

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 


 

CUSIP No.  369550108
 SCHEDULE 13G/A
Page 2 of 6 Pages

 

         
1
NAME OF REPORTING PERSONS
 
Evercore Trust Company, N.A.
I.R.S. Identification Nos. of above person: 26-4691954
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) o
(b) o
 
3
SEC USE ONLY
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 New York, New York
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
5
SOLE VOTING POWER
 
0
6
SHARED VOTING POWER
 
26,618,275
7
SOLE DISPOSITIVE POWER
 
0
8
SHARED DISPOSITIVE POWER
 
26,618,275
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
26,618,275
10
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
 
 
o
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
7.56%
12
TYPE OF REPORTING PERSON (See Instructions)
 
BK

 

 
 

 

CUSIP No.  369550108
 SCHEDULE 13G/A
Page 3 of  6 Pages

 

Item 1.(a) Name of Issuer

General Dynamics Corporation

(b) Address of Issuer’s Principal Executive Offices

2941 Fairview Park Drive, Suite 100

Falls Church, VA 22042

Item 2.(a) Name of Person Filing

Evercore Trust Company, N.A.

(b) Address of Principal Business Office, or, if none, Residence

55 East 52nd Street, 36th Floor

New York, NY 10055

(c) Citizenship

Please refer to Item 4 on each cover sheet for each filing person

 (d) Title of Class of Securities

Common Stock

 (e) CUSIP No.:

369550108

 
 

 

CUSIP No.  369550108
 SCHEDULE 13G/A
Page 4 of 6 Pages

 

 

Item 3. If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

  (a) ¨ Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
 
  (b) x Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
 
  (c) ¨ Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
 
  (d) ¨ Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
 
  (e) o An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
 
  (f) ¨ An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
 
  (g) ¨ A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);
 
  (h) ¨ A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
 
  (i) ¨ A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
 
  (j) ¨ A non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J);
 
  (k) ¨ A group, in accordance with §240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J), please specify the type of institution:                            
       

 

 
 

 

CUSIP No. 369550108
 SCHEDULE 13G/A
Page 5 of 6 Pages

 

 

Item 4. Ownership

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

Evercore Trust Company, N.A. is a beneficial owner of the securities referenced herein in its capacity as independent fiduciary and investment manager for the assets of the General Dynamics Stock Fund under the General Dynamics Corporation 401(k) Plan Master Trust.

(a) Amount beneficially owned: 26,618,275

(b) Percent of class: 7.56%

(c) Number of shares as to which the person has:

(i) Sole power to vote or to direct the vote: 0

(ii) Shared power to vote or to direct the vote: 26,618,275

(iii) Sole power to dispose or to direct the disposition of: 0

(iv) Shared power to dispose or to direct the disposition of: 26,618,275

Item 5. Ownership of Five Percent or Less of a Class

 

Not Applicable

Item 6. Ownership of More Than Five Percent on Behalf of Another Person

 

Not Applicable

Item 7. Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company or Control Person

 

Not Applicable

Item 8. Identification and Classification of Members of the Group

 

Not Applicable

Item 9. Notice of Dissolution of Group

 

Not Applicable

Item 10. Certification

 

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 

 

 
 
CUSIP No.  369550108
 SCHEDULE 13G/A
Page 6 of 6 Pages

 

 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Dated: February 11, 2014

 

 

  Evercore Trust Company, N.A.
       
  By:  Ciara A. Burnham
    Name:  Ciara A. Burnham
    Title:  President & Chief Executive Officer

 

 

 

 

 

 

 

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