Schedule 13G/A

Filed by: SPIELBERG STEVEN
Total Shares: 5,170,499
Subject Company: DreamWorks Animation SKG Inc. Class A - View Complete Ownership History Backtest
Filed as of Date: 02/14/2014
Event Date: 12/31/2013
Overall % Ownership: 6.8
Theoretical performance if you bought this security on the day the filing was released.
Perf 1d Perf 5d Perf 1m Perf 6m Perf 1y Max Gain # Days to Max Gain Max Loss # Days to Max Loss
-1.2781 6.056 -17.0977 -32.9975 -28.5021 7.1211 7 -37.7536 241

Reporting Persons

Name Sole
Voting Power
Shared
Voting Power
Sole
Dispositive Power
Shared
Dispositive Power
Aggregate
Amount Owned
Percent
of class
IRS INDENTIFICATION NO OF ABOVE PERSON 5,170,499 0 5,170,499 0 5,170,499 6.8%
IRS INDENTIFICATION NO OF ABOVE PERSON 0 0 0 0 0 0.0%
IRS INDENTIFICATION NO OF ABOVE PERSON 0 0 0 0 0 0.0%
View Original Filing on Edgar's

Raw Filing Contents

0000950142-14-000404.txt : 20140214
0000950142-14-000404.hdr.sgml : 20140214
20140214101541
ACCESSION NUMBER:		0000950142-14-000404
CONFORMED SUBMISSION TYPE:	SC 13G/A
PUBLIC DOCUMENT COUNT:		1
FILED AS OF DATE:		20140214
DATE AS OF CHANGE:		20140214
GROUP MEMBERS:		DW LIPS L.P.
GROUP MEMBERS:		DW SUBS INC.
GROUP MEMBERS:		STEVEN SPIELBERG

SUBJECT COMPANY:	

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			DreamWorks Animation SKG, Inc.
		CENTRAL INDEX KEY:			0001297401
		STANDARD INDUSTRIAL CLASSIFICATION:	SERVICES-MOTION PICTURE & VIDEO TAPE PRODUCTION [7812]
		IRS NUMBER:				680589190
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		SC 13G/A
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	005-80507
		FILM NUMBER:		14611923

	BUSINESS ADDRESS:	
		STREET 1:		GRANDVIEW BUILDING
		STREET 2:		1000 FLOWER STREET
		CITY:			GLENDALE
		STATE:			CA
		ZIP:			91201
		BUSINESS PHONE:		(818) 695-5000

	MAIL ADDRESS:	
		STREET 1:		GRANDVIEW BUILDING
		STREET 2:		1000 FLOWER STREET
		CITY:			GLENDALE
		STATE:			CA
		ZIP:			91201

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	DreamWorks Animation, Inc.
		DATE OF NAME CHANGE:	20040715

FILED BY:		

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			SPIELBERG STEVEN
		CENTRAL INDEX KEY:			0001080083

	FILING VALUES:
		FORM TYPE:		SC 13G/A
SC 13G/A 1 eh1400217_13ga5-spielberg.htm AMENDMENT NO. 5
eh1400217_13ga5-spielberg.htm


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
SCHEDULE 13G
(Rule 13d-102)
 
Under the Securities Exchange Act of 1934
(Amendment No. 5)*
 
 
DreamWorks Animation SKG, Inc.
(Name of Issuer)
 
Class A Common Stock (par value $.01 per share)
(Title of Class of Securities)
 
26153 10 3
(CUSIP Number)
 
 
December 31, 2013
(Date of Event which Requires Filing of this Statement)
 
  
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
 
 
o
Rule 13d-1(b)
 
o
Rule 13d-1(c)
 
x
Rule 13d-1(d)
 
*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
 
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 


 
 

 
 
CUSIP No. 26153 10 3
 
SCHEDULE 13G
Page 2 of 8 Pages

 
1
NAME OF REPORTING PERSON
I.R.S. INDENTIFICATION NO. OF ABOVE PERSON
 
STEVEN SPIELBERG
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
 
 
(a)  o
(b)  o
3
SEC USE ONLY
 
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
U.S.A.
 
NUMBER OF
SHARES
BENEFICIALLY OWNED BY EACH REPORTING
PERSON
WITH
5
SOLE VOTING POWER
 
5,170,499
6
SHARED VOTING POWER
 
-0-
7
SOLE DISPOSITIVE POWER
 
5,170,499
8
SHARED DISPOSITIVE POWER
 
-0-
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
5,170,499
 
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
 
o
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
6.8%
 
12
TYPE OF REPORTING PERSON
 
IN
 

 
 
 
 

 
 
 
CUSIP No. 26153 10 3
 
SCHEDULE 13G
Page 3 of 8 Pages

 
1
NAME OF REPORTING PERSON
I.R.S. INDENTIFICATION NO. OF ABOVE PERSON
 
DW LIPS, L.P.
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
 
 
(a)  o
(b)  o
3
SEC USE ONLY
 
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
CALIFORNIA
 
NUMBER OF
SHARES
BENEFICIALLY OWNED BY EACH REPORTING
PERSON
WITH
5
SOLE VOTING POWER
 
-0-
6
SHARED VOTING POWER
 
-0-
7
SOLE DISPOSITIVE POWER
 
-0-
8
SHARED DISPOSITIVE POWER
 
-0-
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
-0-
 
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
 
o
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
0.0%
 
12
TYPE OF REPORTING PERSON
 
PN
 

 
 

 
 
CUSIP No. 26153 10 3
 
SCHEDULE 13G
Page 4 of 8 Pages

 
1
NAME OF REPORTING PERSON
I.R.S. INDENTIFICATION NO. OF ABOVE PERSON
 
DW SUBS, INC.
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
 
 
(a)  o
(b)  o
3
SEC USE ONLY
 
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
CALIFORNIA
 
NUMBER OF
SHARES
BENEFICIALLY OWNED BY EACH REPORTING
PERSON
WITH
5
SOLE VOTING POWER
 
-0-
6
SHARED VOTING POWER
 
-0-
7
SOLE DISPOSITIVE POWER
 
-0-
8
SHARED DISPOSITIVE POWER
 
-0-
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
-0-
 
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
 
o
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
0.0%
 
12
TYPE OF REPORTING PERSON
 
CO
 

 
 
 
 

 
 
CUSIP No. 26153 10 3
 
SCHEDULE 13G
Page 5 of 8 Pages

 
Item 1(a).
Name of Issuer:
 
Dreamworks Animation SKG, Inc,
 
Item 1(b).
Address of Issuer’s Principal Executive Offices:
 
1000 Flower Street
Glendale, CA 91201
 
Item 2(a).
Name of Persons Filing:
 
Steven Spielberg
DW Lips, L.P.
DW Subs, Inc.
 
Item 2(b).
Address of Principal Business Office or, if none, Residence of each Reporting Person:
 
c/o Breslauer, Rutman & Anderson
11400 Olympic Boulevard
Los Angeles, CA 90064
 
Item 2(c).
Citizenship:
 
Steven Spielberg — U.S.A.
DW Lips, L.P. — California
DW Subs, Inc. — California
 
Item 2(d).
Title of Class of Securities:
 
Class A Common Stock, Par Value $.01 Per Share
 
Item 2(e).
CUSIP Number:
 
26153 10 3
 
Item 3.
Not applicable. This Schedule 13G is filed pursuant to Rule 13d-1(d).
 
 
 
 
 

 
 
CUSIP No. 26153 10 3
 
SCHEDULE 13G
Page 6 of 8 Pages

 
 
Item 4.
Ownership
 
For each Reporting Person:

 
(a).
Amount beneficially owned:
 
See the response to Item 9 on the attached cover pages.

 
(b).
Percent of Class:
 
See the response to Item 11 on the attached cover pages.
 
Percent of class beneficially owned is based on 75,954,736 shares of Class A Common Stock outstanding per the Issuer’s Form 10-Q for the quarterly period ended September 30, 2013.

 
(c).
Number of shares as to which such person has:
 
    (i). 
Sole power to vote or to direct the vote: See the response to Item 5 on the attached cover pages.
       
    (ii). Shared power to vote or to direct the vote:  See the response to Item 6 on the attached cover pages.
       
    (iii). Sole power to dispose or to direct the disposition of:  See the response to Item 7 on the attached cover pages.
       
    (iv). Shared power to dispose or to direct the disposition of:  See the response to Item 8 on the attached cover pages.
            
Item 5.
Ownership of Five Percent or Less of a Class
 
   
As of the date hereof, DW Subs Inc. and DW Lips, L.P. have ceased to be the beneficial owner of more than five percent of the Class A Common Stock.
 
Item 6.
Ownership of More than Five Percent on Behalf of Another Person.
 
   
Not applicable
 
 
 
 
 

 
 
CUSIP No. 26153 10 3
 
SCHEDULE 13G
Page 7 of 8 Pages

 
Item 7.
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person
 
   
Not applicable
 
Item 8.
Identification and Classification of Members of the Group
 
   
Not applicable
  
Item 9.
Notice of Dissolution of Group
 
   
Not applicable
 
Item 10.
Certifications
 
   
Not applicable
 
 
 
 
 
 
 
 
 
 

 

 
CUSIP No. 26153 10 3
 
SCHEDULE 13G
Page 8 of 8 Pages

 
SIGNATURES
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 
 
Date: February 14, 2014
 
   
STEVEN SPIELBERG
 
     
 
 
/s/ Steven Spielberg
 
     
Name: Steven Spielberg
 
 
 
   
DW LIPS, L.P.
 
   
By: 
 
 
/s/ Tammy Anderson
 
     
Name: Tammy Anderson
Title:   Assistant Secretary
 
 
 
   
DW SUBS, INC.
   
By: 
/s/ Tammy Anderson
 
 
 
     
Name: Tammy Anderson
Title:   Assistant Secretary
 
 
 
 
 

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