13D MANAGEMENT LLC

HTTP://13DACTIVISTFUND.COM NEW YORK, NY Investment Advisor How do I update this listing?

13D Management is based out of New York. 13D Management is a large advisory firm with 1 clients and discretionary assets under management (AUM) of $309,288,433 (Form ADV from 2019-03-13). Their last reported 13F filing for Q3 2019 included $304,304,000 in managed 13F securities and a top 10 holdings concentration of 58.1%. 13D Management's largest holding is Chipotle Mexican Grill, Inc. with shares held of 26,396. 13D Management has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 25 13F filings

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09/30/2019

13F Sector Allocation Over Time

09/30/2019

13F Activity

  • Market Value $304.304 Million
  • Prior Market Value $331.834 Million
  • New Purchases4 stocks
  • Additional Purchases16 stocks
  • Sold out of8 stocks
  • Reduced holdings in3 stocks
  • Top 10 Holdings % 58.10 %
  • Turnover % [1]:52.17%
  • Turnover Alt % [2]: 30.13 %
  • Time Held Top20:3.00 quarters
  • Time Held Top10:2.60 quarters
  • Time Held All:6.04 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-11-14

Performance for Q3 2019: 14.31%
Performance Last 4 Quarters: 18.8%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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13F Filings Available:
  • 2019-09-30 - 13F-HR (Subscription required)
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR/A (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
  • 2015-09-30 - 13F-HR (Subscription required)
  • 2015-06-30 - 13F-HR (Subscription required)
  • 2015-03-31 - 13F-HR (Subscription required)
  • 2014-12-31 - 13F-HR (Subscription required)
  • 2014-09-30 - 13F-HR (Subscription required)
  • 2014-06-30 - 13F-HR (Subscription required)
  • 2014-03-31 - 13F-HR (Subscription required)
  • 2013-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

13D MANAGEMENT LLC
152 WEST 57TH STREET 41ST FLOOR
NEW YORK NY    10019
Country: United States

Business Phone: 212-223-2282
Fax: 646-349-5633
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm,Investment advisor to an investment company
Form of Organization: Limited Liability Company
Organized in: NY
Number of employees: 8
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management
Amount of client funds and securities:
Total Number of Clients: 1
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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13D MANAGEMENT LLC

ownership team - last updated 2019-03-13
Name Title Start Date Direct/Indirect % Ownership
SQUIRE, KENNETH, BRADLEY MANAGING MEMBER 03/01/2010 Direct 75% or more
Fund Name Position direct/indirect start date end date
13D MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2010-03-01
13D MANAGEMENT LLC MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER direct 2010-03-01
13D MANAGEMENT LLC MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER direct 2010-03-01
13D MANAGEMENT LLC MANAGING MEMBER direct 2010-03-01
BALDAUFF, NATALIE CHIEF COMPLIANCE OFFICER 06/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
13D MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2018-06-01
13D MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2018-07-01

13D MANAGEMENT LLC

ownership team - last updated 2017-03-31
Name Title Start Date Direct/Indirect % Ownership
SQUIRE, KENNETH, BRADLEY MANAGING MEMBER 03/01/2010 Direct 75% or more
Fund Name Position direct/indirect start date end date
13D MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2010-03-01
13D MANAGEMENT LLC MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER direct 2010-03-01
13D MANAGEMENT LLC MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER direct 2010-03-01
13D MANAGEMENT LLC MANAGING MEMBER direct 2010-03-01
KOLINSKY, JOSEPH, ROBERT CHIEF COMPLIANCE OFFICER 11/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
13D MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2015-11-01

WhaleScore history for 13D MANAGEMENT LLC

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